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Insider Trades
SCO Insider Trades
Here's a list of all the insider trades since 2002 that I could find so far, ending in August of 2003. I compiled it from SEC public records. I can't guarantee 100% accuracy, though my eyeballs are melting and my head about to explode from trying for it. It's surely the big picture. You can follow up by going laboriously through all the SCO Group and Caldera filings at the SEC:
03-Mar-04 (3/03/04) RAIMONDI
THOMAS P JR
11841 . . .($1.12) . . .($13,261.92)
11841 . . .$12.10 . . .$170,510.40
32885 shares still owned after transaction. 9477 options
remaining..
The 32885 acquired, Non-Qualified Stock Option (right to buy) were at
$1.12.
24-Feb-04 (2/04/04) RAIMONDI
THOMAS P JR
11841 . . .($1.12) . . .($13,261.92)
11841 . . .$14.40 . . .$170,510.40
32885 shares still owned after transaction. 21,318 options
remaining..
The 32885 acquired, Non-Qualified Stock Option (right to buy) were at
$1.12.
13-Feb-04 CAPITAL
GROUP INTERNATIONAL, INC register as owner 887,100 shares of SCO. This appears to be
amending
something, but it's not clear what. The event being
documented
occurred on 12/31/03.
06-Feb-04 ROYCE
& ASSOCIATES LLC register as owner 1,609,700 shares of
SCO. This appears to be amending something, but it's not clear what. The event being documented occurred on 12/31/03.
30-Jan-04 () YARRO
RALPH J. MOTT
DARCY
Just changes the exercisable date on 12/12/03 filing to 5/16/2004
30-Jan-04 YARRO
RALPH J.
174,340 . . . $8.06
The Canopy Group, Inc. ("Canopy"), of which Reporting Person is a
shareholder, officer and director, acquired these shares in connection
with the acquisition by the Issuer of Vultus, Inc. Shares were issued
to Canopy for payment of assumed debt and for the purchase of equity in
Vultus, Inc.
28-Jan-04 (1/26/04) GASPARRO
LARRY
1676 . . . ($9.12) . . . ($15,285.12)
1676 . . . $15.31 . . . $25,659.56
219 . . . ($9.12) . . . ($1,997.28)
219 . . . $15.31 . . . $3,352.89
102 . . . ($9.12) . . . ($930.24)
102 . . . $15.31 . . . $1,561.62
81 . . . ($9.12) . . . ($738.72)
81 . . . $15.31 . . . $1,240.11
63 . . . ($9.12) . . . ($574.56)
63 . . . $15.31 . . . $964.53
125 . . . ($9.12) . . . ($1,140.00)
125 . . . $15.31 . . . $1,913.75
150 . . . ($9.12) . . . ($1,368.00)
150 . . . $15.36 . . . $2,304.00
146 . . . ($9.12) . . . ($1,331.52)
146 . . . $15.37 . . . $2,244.02
784 . . . ($9.12) . . . ($7,150.08)
784 . . . $15.52 . . . $12,167.68
1093 . . . ($9.12) . . . ($9,968.16)
1093 . . . $15.50 . . . $16,941.50
820 . . . ($9.12) . . . ($7,478.40)
820 . . . $15.52 . . . $12,726.40
0 shares still owned after transaction. 187 options remaining..
The 5229 acquired, Non-Qualified Stock Option (right to buy) were at
$9.12.
08-Jan-04 (1/7/04) RAIMONDI
THOMAS P JR
11841 . . . ($1.12) . . . ($13,261.92)
11841 . . . $17.75 . . . $210,189.59
32885 shares still owned after transaction. 33169 options
remaining.. The 11841 acquired, Non-Qualified Stock Option (right
to buy) were at
$1.12.
06-Jan-04 THOMPSON
DUFF
10000 . . .$17.486. . . $174860
16923 shares still owned after transaction.
12-Dec-03 GASPARRO
LARRY
91 . . .($1.12) . . . ($101.92)
91 . . .$15.05 . . . $1,369.55
1300 . . . ($1.12) . . . ($1,456.00)
1300 . . . $15.06 . . . $19,572.80
300 . . . ($1.12) . . . ($336.00)
300 . . . $15.06 . . . $4,518.00
4949 . . . ($1.12) . . . ($5,542.88)
4949 . . . $15.10 . . . $74,729.90
0 shares still owned after transaction. 6110 options remaining..
The 6640 acquired, Non-Qualified Stock Option (right to buy) were at
$1.12.
12-Dec-03 RAIMONDI
THOMAS P JR, submitted an amended report which said he was granted
15,000 stock options at $4.75 for serving on the board for 2003,
instead of 10,000 as previously reported. (This should have been
part of the entry just below this).
12-Dec-03 CAKEBREAD STEVEN, MOTT DARCY G., YARRO RALPH J., THOMPSON DUFF, and IACOBUCCI EDWARD E. all submitted amended reports saying they were granted 15,000 stock options at $4.75 for serving on the board for 2003, instead of 10,000 as previously reported.
05-Nov-03 (11/03/03) - CAMPBELL DANIEL W, DIRECTOR
45,000 (Non-Qualified Stock Option 11/03/03 [right to buy] - $15.99) Grant of options ("Grant to Reporting Person of a nonqualified stock option to buy shares of Common Stock under the Company's 2002 Omnibus Stock Incentive Plan. The option vests over a two-year perod commencing from grant date.")
14-Oct-03 (10/13/03) - OLSON MICHAEL P., VP, CONTROLLER
500 . . . $16.92 . . . $8460.00
563 . . . $16,80 . . . $9458.40
5500 . . . -$2.07 . . . -$11385.00
1350 . . . $16.75 . . . $22612.50
100 . . . $16.69 . . . $1669.00
100 . . . $16.60 . . . $1660.00
1100 . . . $16.50 . . . $18150.00
1605 . . . $16.42 . . . $26354.10
100 . . . $16.40 . . . $1640.00
82 . . . $16.30 . . . $1336.00
4500 . . . $17.00 . . . $76500.00
47,330 shares still owned after transaction. 39,500 options remaining. The 5500 acquired, Non-Qualified Stock Option (right to buy) were at $2.07.
9-Oct-03 (10/8/03) - BENCH ROBERT K., CFO
6800 . . . $16.60 . . . $112880.00
214,243 shares still owned after transaction.
19-Sep-03 (9/14/03-9/17/03) - BROUGHTON REGINALD CHARLES, SR VP, INT'L SALES
2450 . . . $20.00 . . . $49000.00
100 . . . $20.10 . . . $2010.00
2000 . . . $20.09 . . . $40180.00
100 . . . $20.03 . . . $2003.00
250 . . . $20.02 . . . $5005.00
100 . . . $20.01 . . . $2001.00
95,000 shares still owned after transaction.
12-Sep-03 (9/11/03) - TIBBITS RYAN E., GENERAL COUNSEL & CORP SEC.
30,000 (Non-Qualified Stock Option 5/16/03 [right to buy] - $8.71)
35,000 (Non-Qualified Stock Option 5/16/03 [right to buy] - $17.99)
12-Sep-03 (9/11/03) - OLSON MICHAEL P., VP, CONTROLLER
600 . . . $17.70 . . . $10620.00
1400 . . . $17.55 . . . $24570.00
3000 . . . $17.52 . . . $52560.00
2000 . . . $17.55 . . . $35100.00
3000 . . . -$2.07 . . . -$6210.00
51,830 shares still owned after transaction. 45,000 options remaining. The 3000 acquired, Non-Qualified Stock Option (right to buy) were at $2.07.
11-Sep-03 (9/9/03) - BROUGHTON REGINALD CHARLES, SR VP, INT'L SALES
300 . . . $18.09 . . . $5247.00
4700 . . . $18.05 . . . $84835.00
100,000 shares still owned after transaction.
5-Sep-03 (9/2/03) - BROUGHTON REGINALD CHARLES, SR VP, INT'L SALES
4277 . . . $14.71 . . . $62914.67
400 . . . $14.72 . . . $5888.00
23 . . . $14.721 . . . $338.58
300 . . . $14.714 . . . $4414.20
105,000 shares still owned after transaction.
28-Aug-03 (8/26/03) - BROUGHTON REGINALD CHARLES, SR VP, INT'L SALES
5000 . . . $14.74 . . . $73700.00
110,000 shares stil owned after transaction.
27-Aug-03 (8/25/03) - HUNSAKER JEFF F, VP, INT'L MARKETING
2500 . . . $14.30 . . . $35750.00
2500 . . . $14.26 . . . $35650.00
15,494 shares still owned after transaction.
21-Aug-03 (8/19/03) - BROUGHTON REGINALD CHARLES, SR VP, INT'L SALES
700 . . . $10.44 . . . $7308.00
4300 . . . $10.40 . . . $44720.00
115,000 shares still owned after transaction.
15-Aug-03 (8/13/03) - HUNSAKER JEFF F., VP, INT'L MARKETING
5000 . . . -$1.12 . . . -$5600.00
5000 . . . $10.00 . . . $50000.00
20,494 shares still owned after transaction. 33,750 options remaining. The 5000 acquired, Non-Qualified Stock Option (right to buy) were at $1.12.
13-Aug-03 (8/11/03) - OLSON MICHAEL P., VP, CONTROLLER
2000 . . . -$2.07 . . . -$4140.00
2000 . . . $9.25 . . . $18500.00
2000 . . . $9.14 . . . $18280.00
1000 . . . $9.47 . . . $9470.00
55,830 shares still owned after transaction. 48,000 options remaining. The 2000 acquired, Non-Qualified Stock Option (right to buy) were at $2.07.
11-Aug-03 (8/8/03) - BENCH ROBERT K., CFO
7000 ... $10.90 . . . value= $76,300.00
221,043 shares still owned after transaction.
07-Aug-03 (8/5/03) BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
1900 . . . $12.57 . . . $23,883.00
3100 . . . $12.56 . . . $38,936.00
120,000 shares still owned after transaction.
01-Aug-03 (7/30/03) - BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
100 . . . $12.81 . . . $1,281.00
4900 . . . $12.80 . . . $62,720.00
125,000 shares still owned after transaction.
24-Jul-03 (7/23/03) - HUNSAKER JEFF F., VP, Worldwide Mktng
900 . . . $13.44 . . . $12,096
100 . . . $13.43 . . . $1343
500 . . . $13.4 . . . $6700
100 . . . $13.35 . . . $1335
3400 . . . $13.3 . . . $45,220
20,494 shares still owned after transaction.
24-Jul-03 (6/2/03) - RAIMONDI THOMAS P. JR., Director
10000 (Non-Qualified Stock Option 6/2/03 ([right to buy]) price $6.13 . . . $0.00 . . . $0.00= Grant of options (Grant to Reporting Person of a nonqualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year perod commencing from grant date.)
24-Jul-03 - CAKEBREAD STEVEN
10,000 (Non-Qualified Stock Option (right to buy) $4.75) (Grant to a Reporting Person of a Non-Qualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from grant date and represents an option received subsequent to Stockholder approval and election of each Board Member to serve on the Company's Board for the 2003 fiscal year.)
. . $0.000 . . . $0.00= Grant of options 5/16/03
24-Jul-03 - IACOBUCCI EDWARD E., Director
10,000 (Non-Qualified Stock Option [right to buy] -- $4.75) . . . $0.00 . . . $0.00= Grant of options 5/16/03 ("Grant to a Reporting Person of a Non-Qualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from grant date and represents an option received subsequent to Stockholder approval and election of each Board Member to serve on the Company's Board for the 2003 fiscal year.")
24-Jul-03 - THOMPSON DUFF, Director
10,000 Non-Qualified Stock Option (right to buy)(Grant to a Reporting Person of a Non-Qualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from grant date and represents an option received subsequent to Stockholder approval and election of each Board Member to serve on the Company's Board for the 2003 fiscal year. ) price=$4.75 . . . $0.0 . . . $0.00= Grant of options
24-Jul-03 - YARRO RALPH J., Director
10000 (Non-Qualified Stock Option [right to buy] price $4.75 5/16/03 (Grant to a Reporting Person of a Non-Qualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from grant date and represents an option received subsequent to Stockholder approval and election of each Board Member to serve on the Company's Board for the 2003 fiscal year.). . . $0.000 . . . $0.00= Grant of options
24-Jul-03 - MOTT G DARCY, Director
10,000 (Non-Qualified Stock Option 5/16/03 [right to buy] - $4.75) . . . $0.00 . . . $0.00= Grant of options (Grant to a Reporting Person of a Non-Qualified stock option to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from grant date and represents an option received subsequent to Stockholder approval and election of each Board Member to serve on the Company's Board for the 2003 fiscal year. )
24-Jul-03 (7/22/03) - BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
100 . . . $13.2 . . . $1,320.00
200 . . . $13.19 . . . $2,638.00
3000 . . . $13.07 . . . $39,210.00
800 . . . $13.02 . . . $10,416.00
10800 . . . $12.91 . . . $139,428.00
3700 . . . $13.13 . . . $48,581.00
1300 . . . $13.1 . . . $17,030.00
100 . . . $13 . . . $1,300.00
130,000 shares still owned after transaction.
18-Jul-03 (7/15/03) - WILSON MICHAEL SEAN, Sr Vp Corp Dev
6000 acquired . . . -$0.66 . . . -$3,960.00
2000 . . . $10.8 . . . $21,600.00
4000 . . . $10.66 . . . $42,640.00
0 shares still owned after transaction.
The 6,000 acquired, Non-Qualified Stock Option (right to buy), were at $0.66.
16-Jul-03 (7/14/03)- WILSON MICHAEL SEAN, Sr Vp Corp Dev
6000 . . . -$0.66 . . . -$3,960.00
200 . . . $10.87 . . . $2,174.00
4800 . . . $10.85 . . . $52,080.00
700 . . . $10.80 . . . $7,560.00
300 . . . $10.77 . . . $3,231.00
0 shares still owned after transaction. The 6,000 acquired, Non-Qualified Stock Option (right to buy), were at $0.66.
14-Jul-03 (7/11/03)- OLSON MICHAEL P., VP Finance
1100 . . . $10.99 . . . $12,089.00
1000 . . . $10.41 . . . $10,410.00
900 . . . $10.51 . . . $9,459.00
1000 . . . $10.42 . . . $10,420.00
1000 . . . $10.4 . . . $10,400.00
2000 . . . $10.45 . . . $20,900.00
1000 . . . $10.53 . . . $10,530.00
58,830 shares still owned after transaction.
18-Jul-03 (6/13/03) - McBRIDE DARL C., President, CEO
7003 acquired . . . $0.001=price . . . 15,003 owned after transaction.
9-Jul-03 - HUNSAKER JEFF F., VP, Worldwide Mktng
4500 . . . $11.80 . . . $53,100.00
100 . . . $11.76 . . . $1,176.00
100 . . . $11.814 . . . $1,181.40
100 . . . $11.812 . . . $1,181.20
200 . . . $11.81 . . . $2,362.00
25,494 shares owned after transactions.
9-Jul-03 (7/8/03)- BENCH ROBERT K., CFO
3700 . . . $11.10 . . . $41,070.00
300 . . . $11.12 . . . $3,336.00
550 . . . $11.05 . . . $6,077.50
2450 . . . $10.91 . . . $26,729.50
228,043 shares still owned after transaction.
9-Jul-03 (7/8/03 - BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
3790 . . . $10.9 . . . $41,311.00
1210 . . . $10.95 . . . $13,249.50
150,000 shares still owned after transaction.
9-Jul-03 - SKOUSEN K. FRED, Director
45000 (Non-Qualified Stock Option [right to buy])(Grant to Reporting Person of a non-qualified stock option to buy shares of Common Stock under the Company's 2002 Omnibus Stock Incentive Plan. The option vests over a two-year period commencing from the grant date.) . . . Grant of option to buy 45,000 at $10.25 Date exercisable= 6/26/2004
30-Jun-03 (6/25/03) - BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
5000 . . . $10 . . . $50,000.00
155,000 shares still owned after transaction.
23-Jun-03 (6/20/03) - BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
2700 . . . $11.08 . . . $29,916.00
2300 . . . $11.1 . . . $25,530.00
160,000 shares still owned after transaction.
18-Jun-03 - MCBRIDE DARL C., President, CEO
7003 . . . price= -$0.001 . . . -$7.00
15003 shares owned after the transaction.
12-Jun-03 (6/11/03) - OLSON MICHAEL P., VP Finance
1000 . . . $8.66 . . . $8,660.00
1000 . . . $8.65 . . . $8,650.00
2000 . . . $8.61 . . . $17,220.00
1000 . . . $8.6 . . . $8,600.00
1000 . . . $8.59 . . . $8,590.00
66,830 shares still owned after transaction.
9-Jun-03 (6/9/03)- BENCH ROBERT K., CFO
1900 . . . $9.3 . . . $17,670.00
400 . . . $9.2 . . . $3,680.00
500 . . . $9.201 . . . $4,600.50
200 . . . $9.19 . . . $1,838.00
4000 . . . $9.16 . . . $36,640.00
235,043 shares still owned after transaction.
9-Jun-03 (6/6/03)- HUNSAKER JEFF F., VP, Worldwide Marketing
5000 . . . $8.9 . . . $44,500.00
30,494 shares still owned after transaction.
5-Jun-03 (6/3/03)- BAWA OPINDER
15000 . . . $6.0 . . . $90,000.00
0 shares still owned after transaction.
5-Jun-03 (6/4/03) - BAWA OPINDER
7916 . . . -$1.2 . . . -$9,499.20 (Grant to Reporting Person on non-qualified stock options to buy shares of Common Stock under the Company's 1999 Omnibus Stock Incentive Plan. The option vests over a four-year period commencing from the Option Date.)
7916 . . . $6.6 . . . $52,245.60
15,000 shares still owned after transaction.
9-May-03 - BENCH ROBERT K., CFO
5000 . . . $0.000 . . . $0.00
Shares gifted in accordance with Insider's 10b5-1 trading plan filed with the Issuer. 240,860 shares owned after transaction.
9-Apr-03 (4/8/03)- BENCH ROBERT K., CFO
4100 . . . $2.9 . . . $11,890.00
241,094 shares owned after transaction.
28-Mar-03 (3/18/03)- HUNSAKER JEFF F., VP, Worldwide Mktng
100,000 acquired (Non-Qualified Stock Option $2.07). . . $0.000 . . . $0.00= Grant of 100,000 options
28-Mar-03 (3/18/03) - MCBRIDE DARL C., President, CEO
200,000 (Non-Qualified Stock Options $2.07). . . $0.000 . . . $0.00
200,000 shares beneficially owned following the transaction
28-Mar-03 (3/18/03)- OLSON MICHAEL P., VP Finance
50,000 (Non-Qualified Stock Option $2.07) . . . $0.000 . . . $0.00
50,000 shares beneficially owned following the transaction
28-Mar-03 (3/18/03)- BROUGHTON REGINALD CHARLES, Sr VP Int'l Sales
50,000 (Non-Qualified Stock Option $2.07) . . . $0.000 . . . $0.00
50,000 shares beneficially owned following the transaction
28-Mar-03 (3/18/03) - BENCH ROBERT K., CFO
100,000 acquired, nonqualified stock option,$2.07. . . $0.000 . . . $0.00
100,000 beneficially owned following the transaction
12-Mar-03 (3/10/03)- BENCH ROBERT K., CFO
7000 . . . $3.06 . . . $21,420.00
245,194 owned after transaction.
NO INSIDER TRADES REPORTED IN FEBRUARY 2003
NO INSIDER TRADES REPORTED IN JANUARY 2003
NO INSIDER TRADES REPORTED IN DECEMBER 2002
NO INSIDER TRADES REPORTED IN NOVEMBER 2002
16-Oct-02 (10/14/02)- MCBRIDE DARL C., President, CEO (Director box also checked.)
3000 shares acquired, price=$1.13. . . -$1.13 . . . -$3,390.00
5,000 shares owned following transaction. (Note: This is what the form says, but it seems not to match the figure of 5,000 shares acquired Oct. 11, filed Oct. 15, 2002. Correct figure would seem to have to be 8,000, if the numbers acquired are accurate.)
15-Oct-02 (10/11/02) - MCBRIDE DARL C., President, CEO, (Director box also checked; Subject Company - Company Comformed Name is CALDERA INTERNATIONAL INC/UT )
5000 shares acquired, price=$1.13 . . . -$1.130 . . . -$5,650.00
5,000 shares owned following transaction.
TOTAL VALUE OF SHARES SOLD FROM MARCH 2003 to AUGUST 11, 2003= $1,375,654
This form, listed in the totals above, is interesting because of mentioning petroleum. It is listed by the SEC under Caldera, but the form itself says this about the company:
COMPANY DATA:
COMPANY CONFORMED NAME: BENCH ROBERT K
CENTRAL INDEX KEY: 0001012655
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
RELATIONSHIP: OFFICER
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
I have no idea what this means about petroleum. I am just reporting it.
The list above isn't financial advice, so don't rely on it for that, naturally. I have provided links so you can verify and do your own searching and comparing. I did think it'd be handy to have this as an overall reference. Now that Bloomberg has reported on the story, it's useful to document the facts.
As Groklaw reported earlier, the company decided to pay directors in stock a while back, and executives partly in stock. On the other hand, they did that before, and there wasn't the same level of activity. What I see is almost no activity until March, and then kaboom. I see no trading in 2001 at all. Dates are filing dates, followed by transaction dates, when there is a difference. If you note any errors, kindly let me know.
Don't ask me what it means, because I can't say. Literally. IBM gave its opinion in its Amended Answer. I'm not an expert in this area. It's just the research I was able to find, which I present AS IS, as they say. Others can build on it. On this article, if you have important corrections, please email them to me.
© Copyright 2003-2010 Pamela Jones
Last Updated Wednesday, March 10 2010 @ 03:11 AM EST
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