Well, it looks like Marbux had it about right. He guessed that SCO's subpoenas must have been defective and/or that their targets had filed motions to quash and SCO just didn't have the information yet because you can serve such things by mail, if you are a third party. Both happened. There were defects in the subpoenas to at least two of the recipients, Oracle and The Open Group, and SCO knew there were. SCO didn't tell the Utah court that part in its motion, but I will tell you. Oracle served a motion to quash or for a protective order in the alternative on January 26. Here's Oracle Corp.'s Motion to Quash Third Party Subpoena Duces Tecum or, in the Alternative, For a Protective Order as text. Pacer doesn't have it yet digitally (parties have 10 days to provide PDFs for that digital process) and so we had to stand on our heads a bit to get this. I'll have the PDF for you as soon as we have it done. But I've verified this for accuracy. Update: here you go, all PDFs:
Motion
Kumar Declaration
Wadsworth Declaration
Subpoena
Notice Our thanks go to dburns for picking it up at the courthouse and then to Frank Sorenson for disentangling the PDF. We see attached to this motion a certificate of service that the motion was served on SCO attorney Ted Normand on January 26, but it was by mail, as Marbux guessed. Oracle says the subpoena is void, suffering from numerous procedural defects. But there is more to it. This is SCO, after all, so there are some tricky twists and turns. Oracle says it contacted SCO about the procedural defects, something SCO chose not to mention to the court in Utah. Oracle lists all the defects, asking the court in California that the subpoena be quashed: SCO should not be permitted to impose such slapdash discovery requests on nonparties at the very end of discovery, after it has had years to obtain the information in a more orderly fashion. Oracle says it doesn't mind providing documents requested, subject to their objections, if SCO does so in harmony with Fed.R.Civ.P. 45(c)(2)(B). This refers to all the procedural defects. In fact, in footnote 1, Oracle says it "timely" responded to the document requests, something SCO also didn't mention.
What Oracle does object to is having to do depositions, in response to the subpoena and the Deposition Notice received: Oracle moves the Court for an order quashing the Subpoena insofar as it purports to require deposition testimony or, in the alternative, for a protective order prohibiting the taking of any deposition testimony pursuant to the Subpoena. Oracle also moves the Court for a protective order prohibiting the taking of any deposition testimony pursuant to the Deposition Notice. So, what do you think? Did SCO goof and make procedural errors because it is inexperienced and doesn't know how to practice law in the big leagues? Boies Schiller needs to go back to Federal Subpoena School? Joke. Joke. There is no such school. It's called law school.
This is the 4th subpoena Oracle has been served with so far in the SCO v. IBM action, we find out. IBM sent them two subpoenas, one of which was viewed by Oracle as too broad, and the second Oracle responded to. SCO sent them one subpoena prior to this. This one has to do with SCO's theory that IBM interfered with SCO's relationship with Oracle. ("The gist of SCO's claim is that IBM sought to interfere with SCO's relationship with other technology companies, including Oracle.") Oracle says this subpoena is procedurally defective and thus void. So what did SCO do wrong, according to Oracle? For starters, "No witness fees were tendered...", Oracle states, the subpoena allegedly issued from the District of California, and there is no such district, and Ted Normand signed the subpoena, and he isn't authorized to practice in California, and Oracle questions if he is authorized in Utah either, I guess because he is appearing there in Utah pro hac vice only, and then this: The Subpoena also calls for Oracle to appear on January 27, 2006 in Oakland, California and provide deposition testimony, though the Subpoena does not specify the subject matter of the testimony.... Separate from the Subpoena, SCO served, via U.S. mail, the Deposition Notice on Oracle.... SCO also faxed, to the "Oracle Corp. Legal Department," a copy of the Deposition Notice on January 11, 2006. The subject matters of the testimony specified in the Deposition Notice pursuant to
Fed. R. Civ. P. 30(b)(6) are the same seven subject matter areas specified in the Subpoena with respect to production of documents.... However, the Deposition Notice provides that the deposition is to take place in Armonk, New York, on January 27, 2006. At no time prior to serving the Subpoena or the Deposition Notice did SCO confer with Oracle about the date on which it wished to conduct the deposition. Nor did SCO confer with Oracle after it served them.... The topics specified in the Deposition Notice appear to relate to SCO's claims that IBM interfered with SCO's business relations with Oracle.
You can't require a third party to travel more than 100 miles to a deposition, and Armonk is way more than 100 miles from California. So defects galore. But here's the kicker. SCO didn't meet and confer with Oracle prior to sending the subpoena or afterward fix the problems brought to its attention, according to Oracle. When it got the subpoena, Oracle did contact SCO, it says, and asked SCO to narrow its requests, told them of the procedural defects in the subpoena, which SCO didn't offer in all particulars to fix, for example the witness fees, told them the date was impossible for their most knowledgeable person, and anyway it wasn't clear what state they had in mind. SCO didn't fix any of the issues. So, when SCO told the Utah court that Oracle and the others were served but "failed" to respond, was that true? Here's SCO's method of telling the truth, the whole truth and nothing but the truth: SCO served Rule 30(b)(6) subpoenas (as well as document requests) on each of these corporations requiring them to appear for depositions scheduled for January 27, 2006. The corporations did not appear for their depositions and have not filed motions to quash or motions for protective order.
Tricky, huh? It's literally true, but completely misleading. SCO and Oracle did talk to each other after the subpoena was received, on Oracle's initiative, and SCO, according to Oracle, just told them that while SCO had to quickly file, because of the deadline for discovery cutoff, they expected Oracle would file a motion to quash or for a protection order ("SCO simply stated that it expected 'that Oracle would file a motion for protective order regarding (at least) the timing of the subpoena before January 27,'" Oracle attorney John Wadsworth states in his supporting Declaration). Oracle had told them the subpoena was void, so they didn't even have to respond. SCO didn't say a word about that. Instead SCO said this: Considering the corporations' failure to produce a Rule 30(b)(6) witness on January 27, 2006 (today), SCO will file the appropriate motions to compel in the two jurisdictions from which the three subpoenas at issue were issued. In those motions, SCO intends to cite the precedent demonstrating that each of the three companies was given adequate notice and was obligated to produce a Rule 30(b)(6) witness on the noticed topics (and to produce documents in response to the requests therein) -- or else should have filed a motion to quash or for protective order, which none of the three companies did. If what Oracle states is so, do you see why I compared SCO to a toddler who tells you a whopper and then covers his head with a towel, thinking you can't see him? Does SCO imagine that in a case that attracts so much attention as this one that they can play the courts and not get caught? They actually asked the Utah court for relief *based on* Oracle and the rest failing to respond to the subpoena, without telling the court that they knew Oracle, at least, absolutely did intend to file. Over and over, the same problem with these people. I'm sorry, but to anyone who values the truth for its own sake and particularly those of us who have deep respect for the legal system and know that it only works if it isn't cynically gamed, it's disgusting. There. I've said it. If Oracle's account is what really happened, it's disgusting to me. I don't relish the thought of these litigious folks maybe coming after me for speaking what I believe out loud, but this is still America, and somebody has to say it. I always used to admire David Boies, and it is so painful to me to see what I see. I also find it very hard to believe that SCO's lawyers made so many procedural mistakes unwittingly. They are pros, quite accustomed to large and complex cases involving more than one jurisdiction, not some local solo practitioner who might innocently goof because he doesn't know the process in another state. Anyway, these are *federal* rules of procedure, not local. Here's what I believe: Respect for the law means you tell the truth, the whole truth and nothing but the truth. Lawyers should not speak like used car salesmen. Otherwise, the courts become a mockery, and we might as well go back to cowboy days, where might made right, and you just did whatever you could get away with. Most of us believe civilization involves rule of law, and that really does depend on honest men presenting their positions honestly to an honest and impartial judge, who will rule on the facts of the case and the law. That requires all to be forthright and truthful. I won't even go into the obligations we have to God and man to be truthful. Maybe on their deathbeds, SCO folk will think about such things, finally. Oracle raises other objections as well. Why should Oracle have to be drawn into this, it asks: Oracle has learned that SCO has only recently noticed Rule 30(b)(6) depositions of IBM on the same topics on which SCO seeks Oracle testimony. Let SCO get the documents and testimony from IBM first, and then see if it still needs anything from Oracle. And some of what SCO is asking Oracle for has to do with contracts between Oracle and SCO. How stupid is that, Oracle in effect asks. They should look in their own files and ask their own people. "Why should SCO be permitted to force Oracle to produce a witness to testify on a contract Oracle may have signed with SCO eight years ago? This exceeds the scope of permissible discovery and imposes an undue burden on Oracle."
Speaking of over the top, SCO asks for irrelevant information too, Oracle states: Even more egregious is SCO's demand for testimony relating to any instance in which Oracle has refused to certify "any version of any Oracle software product" to operate with "any operating system" over the past twelve years. What does that have to do with their theory of the case? It's way too broad, in Oracle's estimation and burdensome. Let SCO at least tailor its requests to the needs of the case. To respond would force Oracle to provide information about confidential business relationships on matters not even tangentially related to this case. Anyway, SCO didn't give Oracle enough notice: A mere two weeks is not adequate time for any counsel to identify the witnesses who would be required to testify, prepare those witnesses, and also determine a host of other issues such as whether any testimony would breach any nondisclosure obligation or whether any testimony would constitute Oracle confidential information that Oracle might wish to seek to protect even given that a protective order may be in place in this action. That is especially true in because Oracle is not a party. Oracle cannot be expected to drop everything and in two weeks, prepare and produce what would likely be the several witnesses that would be necessary in order for Oracle to meet its Rule 30(b)(6) obligations. And needless to say SCO cannot possibly claim that it had no choice on the timing because of the discovery cutoff. SCO has had ample time to notice these depositions — two years, to be precise. SCO's tactics are not allowed under the Federal Rules. The Subpoena should be quashed
and the Court should order that the deposition called for in the Deposition Notice not proceed.
Now here's the thing. SCO's motion in Utah to allow taking the depositions late did not attempt to argue grounds for extension of time other than lack of fault. The Oracle brief, however, paints a picture of a party very much at fault for the deposition not going forward as scheduled, as well as raising an undue burden defense, among others. The fun part, of course, is that SCO has to respond to the Oracle motion. And oh, what a window into SCO's soul.
************************
DORIAN DALEY (State Bar No. 129049)
JOHN V. WADSWORTH (State Bar No. 166838)
ORACLE USA, INC.
[address]
[phone]
Attorneys for
ORACLE CORP.
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN FRANCISCO DIVISION
THE SCO GROUP, INC., a Michigan
corporation,
Plaintiff,
v.
INTERNATIONAL BUSINESS
MACHINES CORPORATION, a New
York corporation,
Defendant.
|
ORACLE CORP.'S MOTION TO QUASH
THIRD PARTY SUBPOENA DUCES
TECUM OR, IN THE ALTERNATIVE,
FOR A PROTECTIVE ORDER;
[PROPOSED] ORDER
[CASE NO.: MISC., U.S. DISTRICT COURT FOR THE
DISTRICT OF UTAH, CASE NO. 2:03CV-0294
|
NOTICE OF MOTION; MOTION
TO ALL PARTIES AND THEIR ATTORNEYS OF RECORD:
PLEASE TAKE NOTICE THAT at a time and date to be set by the Court, Non-
Party Oracle Corp. ("Oracle") shall appear in the Northern District of California — San
Francisco Division, [address], San Francisco, California, and shall move
1
the Court for an order quashing a third-party Subpoena Duces Tecum to Oracle dated
January 10, 2006 ("Subpoena"), which was served on Oracle by Plaintiff The SCO
Group, Inc. ("SCO"). In the alternative, Oracle shall move the Court for a protective
order prohibiting the discovery sought. Oracle shall also move the Court for a protective
order prohibiting the taking of any deposition pursuant to a related Notice of 30(b)(6)
Deposition ("Deposition Notice") served separately by SCO on Oracle. This motion shall
be made pursuant to Rule 26(c) and Rule 45(c)(3)(A) of the Federal Rules of Civil
Procedure and Local Rule 7-1. In support of its motion Oracle submits the Memorandum
of Points and Authorities below, Declaration of John V. Wadsworth, Declaration of
Monica Kumar, and the attached [proposed] Order.
RELIEF SOUGHT
Oracle moves the Court for an order quashing the Subpoena insofar as it purports
to require deposition testimony or, in the alternative, for a protective order prohibiting the
taking of any deposition testimony pursuant to the Subpoena.(1) Oracle also moves the
Court for a protective order prohibiting the taking of any deposition testimony pursuant to
the Deposition Notice.
MEMORANDUM OF POINTS AND AUTHORITIES
I. INTRODUCTION AND STATEMENT OF FACTS
SCO first filed suit against Defendant International Business Machines Corp.
("IBM") in March 2003 in Utah state court. The case was removed shortly thereafter and
2
is still pending in the U.S. District Court for the District of Utah, Central Division. IBM
has counterclaimed against SCO. SCO's current operative complaint is the Second
Amended Complaint, dated February 27, 2004 ("SAC"). A copy of the SAC is attached
to the Declaration of John V. Wadsworth ("Wadsworth Decl.") as Exhibit A. IBM's
current operative counterclaim is the Second Amended Counterclaim ("SACC")
(Wadsworth Decl., Exh. B). The parties have been taking discovery for two years.
The action is a complex series of claims relating to the UNIX computer operating
system software. (The SAC contains 214 paragraphs in 64 pages; the SACC contains 197
paragraphs in 48 pages.) SCO claims it owns the UNIX technology, and that IBM has
misused and misappropriated SCO's software rights in distributing Linux open source
software products. SCO has asserted claims for breach of various license agreements,
copyright infringement, unfair competition, and interference with business relationships.
In response, IBM claims that SCO has wrongly asserted rights over non-SCO products,
including IBM's; and that SCO has infringed a number of IBM's patents and copyrights.
IBM has asserted claims for breach of contract, Lanham Act violations, unfair
competition, interference with business relationships, deceptive trade practices,
promissory estoppel, copyright infringement, and patent infringement.
Oracle is the world's second largest independent software company. Oracle is
primarily engaged in the business of creating, licensing, marketing, and distributing
database software and business application software for financial, manufacturing, human
resources, customer relationship management, and other business functions. The
database software designed and licensed by Oracle enables the user to store, manage, and
process very large amounts of data. The application software designed and licensed by
3
Oracle allows users to perform a variety of business functions such as managing
employee records, maintaining financial statements, and monitoring product inventories.
Declaration of Monica Kumar ("Kumar Decl."), ¶ 2.
Oracle designs its products to operate with the various products of many other
computer software and hardware vendors, including IBM. For example, IBM designs and
licenses operating system software widely used in corporate information technology
departments, and Oracle designs versions of all of its products that will interoperate with
IBM's operating system. Those specific versions of Oracle products may not work with
any other operating system licensed by other software makers. Thus Oracle has many
different "flavors" of its products, each of which is designed to interoperate with the
hardware or software of another vendor. Kumar Decl., ¶ 3.
Oracle's corporate headquarters are located in Redwood Shores, California. All
of the employees who would be designated to testify in response to the Deposition Notice
are located at Oracle's headquarters. Wadsworth Decl., ¶ 6.
Oracle is not a party to this action. However, Oracle has already received and
responded to a number of subpoenas in this action. The first subpoena was issued by
IBM on March 19, 2004 and requested various documents relating to Oracle's business
relationships with SCO and another affiliated company called The Canopy Group, Inc.
The subpoena also requested documents relating to the Unix or Linux operating systems.
IBM served a copy of the subpoena on SCO. Given the broad scope of the requests and
the marginal relevancy to the action. Oracle objected to the vast majority of the requests
and produced several documents. IBM agreed not to pursue the requests further.
Wadsworth Decl., ¶ 7.
4
Oracle was served with a second subpoena from IBM on or about January 13,
2005. IBM served a copy of the subpoena on SCO. This subpoena requested testimony
pursuant to Fed. R. Civ. P. 30(b)(6) relating to a series of topics similar to the topics in
the previous request. Oracle responded to that subpoena to IBM's satisfaction.
Wadsworth Decl., ¶ 8.
Oracle was served with a third subpoena dated October 24, 2005. This subpoena
was issued by SCO and sought documents relating to any meetings, conversations, etc.
between a group of seven large technology vendors, including Oracle, relating to creation
of a so-called Linux Consortium. Oracle searched for any responsive documents and
found none (the Oracle employee who had interfaced with this group no longer works for
Oracle). However, Oracle worked with the other members of the group, who had also
been subpoenaed, and documents were produced to SCO. Wadsworth Decl., ¶ 9.
The Subpoena at issue in this motion — the fourth in this case served on Oracle —
was served on Oracle's agent for service of process, Corporation Service Company, on
January 11, 2006. See Wadsworth Decl., ¶ 10 & Exh. C. Oracle received the Subpoena
from CSC on January 12, 2006. Id. ¶ 10. No witness fees were tendered at that time, or
since. Id. ¶¶ 10-12. The Subpoena calls for production of seven categories of documents.
Id. Exh. C. The Subpoena also calls for Oracle to appear on January 27, 2006 in
Oakland, California and provide deposition testimony, though the Subpoena does not
specify the subject matter of the testimony. Id. Separate from the Subpoena, SCO
served, via U.S. mail, the Deposition Notice on Oracle. See id. Exh. D. SCO also faxed,
to the "Oracle Corp. Legal Department," a copy of the Deposition Notice on January 11,
2006. The subject matters of the testimony specified in the Deposition Notice pursuant to
5
Fed. R. Civ. P. 30(b)(6) are the same seven subject matter areas specified in the Subpoena
with respect to production of documents. Id. However, the Deposition Notice provides
that the deposition is to take place in Armonk, New York, on January 27, 2006. Id.
At no time prior to serving the Subpoena or the Deposition Notice did SCO confer
with Oracle about the date on which it wished to conduct the deposition. Nor did SCO
confer with Oracle after it served them. Wadsworth Decl., ¶ 10.
The topics specified in the Deposition Notice appear to relate to SCO's claims
that IBM interfered with SCO's business relations with Oracle. In the SAC, SCO alleges
that it "had existing or potential economic relationships with a variety of companies in the
computer industry," and that IBM has intentionally interfered with those relationships.
SAC ¶¶ 209-214. The SAC claims that "at Linux World in January, 2003 IBM
representatives contacted various companies with whom SCO had existing or potential
economic relations," that "IBM was discontinuing doing business with SCO," and that
these other companies, "some of whom are business partners with IBM, also should
discontinue doing business with SCO." SAC ¶ 210.
The deposition topics broadly cover several different areas:
-
Communications between Oracle and IBM relating to SCO or this lawsuit
(Deposition Notice, Topics, ¶¶ 1, 2),
-
Oracle's decisions whether to certify "any version of any software product" to
operate with SCO's operating system products (Deposition Notice, Topics, ¶¶
3, 4).
-
Without any time or scope limitation whatsoever, Oracle's "business and
contractual relationships" with SCO or two SCO-related companies
(Deposition Notice, Topics, ¶ 5),
-
"All versions of all Oracle software products" certified since 1995 to operate
with "any version of any Unix-based operating system" designed by any of the
various companies that produce such products (Deposition Notice, Topics, ¶
6), and
6
On January 19th, counsel for Oracle contacted counsel for SCO and advised him that the
Subpoena and related Deposition Notice were defective because, among other things, the
applicable witness fees were not tendered; the Subpoena was issued out of the "District of
California," which does not exist; and because the Deposition Notice specifies that the
deposition is to take place in Armonk, New York (even though the Subpoena specifies
the deposition site as Oakland, California). Oracle also stated that the topics are
overbroad, seek irrelevant testimony, and would require the production of several
different witnesses. Oracle requested that SCO confer to discuss the possibility of
agreeing to narrow the scope, or else Oracle would be required to file a motion to quash.
Finally, Oracle's counsel advised that he was already scheduled to be in Burbank,
California on the date specified for the deposition for a long-planned board of directors
meeting. Wadsworth Decl., ¶ 11.
SCO's counsel responded on January 21st (January 21st was a Saturday and thus
Oracle did not receive the response until Monday, January 23rd). SCO stated that SCO
might be willing to agree to modify the scope of the Subpoena. However, SCO stated
that the discovery cutoff in the case was Friday, January 27th, and SCO could not agree to
move the date of the deposition. SCO did not respond as to where SCO expected the
deposition to take place, Armonk or Oakland. Nor did Mr. Normand offer to tender the
necessary witness fees. SCO simply stated that it expected "that Oracle would file a
motion for protective order regarding (at least) the timing of the subpoena before January
27." Wadsworth Decl., ¶ 12. This motion followed.
7
II. ARGUMENT
Non-parties are afforded "special protection" from intrusive discovery requests
served by parties to litigation. Exxon Shipping Co. v. Dep't of the Interior, 34 F.3d 774,
779 (9th Cir. 1994) (the Federal Rules "afford nonparties special protection against the
time and expense of complying with subpoenas"); Dart Industries Co. v. Westwood
Chemical Co., 649 F.2d 646, 649, 651 (9th Cir. 1980) (trial court properly quashed Rule
45 subpoena served on a nonparty); Cmedia, LLC v. Lifekey Healthcare, LLC, 216 F.R.D.
387, 389 (N.D. Tex. 2003). Under the Federal Rules, a court shall quash or modify a
subpoena if the subpoena "fails to allow reasonable time for compliance," requires the
party to travel more than 100 miles, or "subjects a person to undue burden." Fed. R. Civ.
P. 45(c)(3)(A). All of those factors are presented by SCO's Subpoena and Deposition
Notice. In addition, the Subpoena and Deposition Notice are rife with defects that render
them void and/or that render their service incomplete. Accordingly, this Court should
quash the Subpoena and enter a protective order commanding that the deposition sought
by SCO not be taken.
A. The Subpoena And Deposition Notice Are Procedurally
Defective And Thus Void.
The Subpoena and Deposition Notice are procedurally defective and must be
quashed for that reason alone. First, SCO has never attempted to confer with Oracle
about the scheduling of the deposition, either before or after serving the Subpoena and the
Deposition Notice. Wadsworth Decl., ¶ 10. On the day unilaterally selected by SCO for
the deposition (January 27th), the Oracle in-house attorney who has handled all of the
subpoenas in this action and who is familiar with the complicated history of this case is
7
scheduled to be in Burbank, California for a long-scheduled Board of Directors meeting
for a board on which he sits. Id. ¶ 11. Thus this date is inconvenient for Oracle. SCO's
failure to meet and confer violates Local Rule 30-1.
Second, the place set for the deposition — Armonk, New York — is more than 100
miles from Oracle's headquarters in Redwood City, California. Wadsworth Decl., ¶ 6.
The Oracle employees that Oracle would be required to designate for these topics all
work out of Oracle's headquarters, and thus they individually are more than 100 miles
from Armonk, New York. Id. Oracle's counsel is also located at Oracle's headquarters
in Redwood City, California. Id. The site designated in the Deposition Notice thus
violates the 100-mile rule stated in Fed. R. Civ. P. 45(b)(2). Rule 45 provides that a court
shall quash a Subpoena if the subpoena violates this rule. Fed. R. Civ. P. 45(c)(3)(A)(ii).
Third, SCO did not tender any witness fees with either the Subpoena or the
Deposition Notice, and has not since tendered any witness fees despite having been
advised of this omission. Wadsworth Decl., ¶¶ 10-12. This violates Fed. R. Civ. P.
45(b)(1), which provides that where attendance at a deposition is required, service shall
include the "tendering to that person the fees for one day's attendance." Indeed the Ninth
Circuit has held that Rule 45 "requires the simultaneous tendering of witness fees and the
reasonably estimated mileage allowed by law with the service of a subpoena." CF&I Steel
Corp. v. Mitsui & Co. (U.S.A.), Inc., 713 F.2d 494, 496 (9th Cir. 1983) (emphasis added);
see also In re Stratosphere Corp. Securities Litigation, 183 F.R.D. 684, 687. (D. Nev.
1999). The Ninth Circuit held that since the subpoenaing party in that case had not
tendered the requisite fees, the District Court had properly quashed the subpoena. CF&I
9
Steel, 713 F.2d at 496; In re Stratosphere Corp. Securities Litigation, 183 F.R.D. at 687
(following CF&I Steel and quashing a third party Rule 45 subpoena)
Fourth, the Subpoena was signed, and thus "issued," by SCO's attorney Edward
Normand, who is located in Armonk, New York. Under Rule 45, a subpoena may only
be issued and signed by an attorney who is either "authorized to practice" in the court in
whose name it is issued (here, the Northern District of California) or who is "authorized
to practice" in the court in which the subject action is pending (here, the District of Utah).
Fed. R. Civ. P. 45(a)(3). If Mr. Normand is not authorized to practice in either this
District or the District of Utah, the Subpoena is defective and thus void.
Finally, the Subpoena purports to be issued out of the "District of California."
There is no such federal judicial district. This defect violates Fed. R. Civ. P. 45(a)(2).
Each of the foregoing renders the Subpoena and/or the Deposition Notice void.
SCO should not be permitted to impose such slapdash discovery requests on nonparties at
the very end of discovery, after it has had years to obtain the information in a more
orderly fashion. This Court should accordingly quash the Subpoena and enter an order
commanding that the deposition not take place.
B. The Subpoena And Deposition Notice Seek Information That
SCO Can Obtain From Parties To The Litigation Or That
SCO Itself Should Already Possess.
A court shall quash a subpoena if the subpoena "subjects a person to undue
burden." Fed. R. Civ. P. 45(c)(3)(A)(iv); Mattel, Inc. v. Walking Mountain Productions,
353 F.3d 792, 814 (9th Cir. 2003). Oracle has learned that SCO has only recently noticed
Rule 30(b)(6) depositions of IBM on the same topics on which SCO seeks Oracle
testimony. Wadsworth Decl., ¶ 13. SCO should be required to take these depositions
10
first and determine whether further discovery is needed of Oracle or any other third party
before it seeks such non-party discovery. It is well settled under the law that litigants
should seek discovery from parties to the litigation before attempting to burden
nonparties with discovery requests. See, e.g., Haworth, Inc. v. Caruthers-Wallace
Coutenay, Inc., 998 F.2d 975, 978 (Fed. Cir. 1993) (affirming trial court's decision to
require litigant to seek discovery from opposing party before subpoenaing non-party);
Richards of Rockford, Inc. v. Pacific Gas & Elec. Co., 71 F.R.D. 388, 391 (N.D. Cal.
1993) (refusing to require non-parties to produce discovery that litigant could obtain from
opponent). In this case, SCO should be required to exhaust all means of obtaining such
information from IBM before it burdens Oracle with yet another non-party subpoena.
The same reasoning applies with even greater force to the topics requiring SCO-related
information. For example SCO demands that Oracle testify as to Oracle's
"business and contractual relationships" with SCO or two SCO-related companies, at any
time whatsoever in the past. Deposition Notice, Topics, ¶ 5. If SCO requires any such
information in order to pursue its case, surely it can obtain such information within its
own documents and from its own employees and executives, whether past or present.
Why should SCO be permitted to force Oracle to produce a witness to testify on a
contract Oracle may have signed with SCO eight years ago? This exceeds the scope of
permissible discovery and imposes an undue burden on Oracle.
C. The Subpoena And Deposition Notice Seek Irrelevant
Information.
A court shall quash a subpoena if the subpoena "subjects a person to undue
burden." Fed. R. Civ. P. 45(c)(3)(A)(iv). SCO seeks deposition testimony from Oracle
11
on topics that are irrelevant to this case. The gist of SCO's claim is that IBM sought to
interfere with SCO's relationship with other technology companies, including Oracle.
See SAC. Presumably SCO contends that IBM somehow persuaded Oracle to decide not
to certify its products with SCO's products.
Yet SCO demands that Oracle testify as to its decision whether or not to certify
any of its products with any Unix-based operating system (whether or not SCO's) over
the past twelve years. Deposition Notice, Topics, ¶ 6. This information is not relevant to
SCO's claims. And producing this information would be very burdensome because
Oracle has many dozens of different products, and virtually all of those products have
many different individual versions. The request would likely require Oracle to produce
information on literally hundreds of discrete product-version combinations. Kumar Decl.,
¶ 4. Even more egregious is SCO's demand for testimony relating to any instance in
which Oracle has refused to certify "any version of any Oracle software product" to
operate with "any operating system" over the past twelve years. Deposition Notice,
Topics, ¶ 7. Again, this is much too far removed from the subject matter of this case to
be permitted. See Mattel, Inc., 353 F.3d at 813-14 (quashing nonparty subpoena that was
"way too broad" and where "no attempt had been made to try to tailor the information
request to the immediate needs of the case"); Cmedia, 216 F.R.D. at 389-90 (barring
subpoena requests that were "facially overbroad because they seek extremely broad
categories of documents evidencing communications and agreements between [the
nonparty] and Lifekey as well as companies who are not party to the underlying
litigation").
12
Several of the deposition topics are particularly problematic because they likely
would require Oracle to discuss its confidential business relationships and product design
strategies relating to technology products that are not SCO's and that have nothing to do
with this case. This also constitutes an undue burden, particularly in light of the fact that
the information is irrelevant to the litigation anyway. Cmedia, 216 F.R.D. at 389-90
(barring subpoena requests that called for production of confidential information).
D. The Subpoena And Deposition Notice Do Not Provide Oracle
Adequate Time To Identify And Prepare Witnesses.
A court shall quash a subpoena if the subpoena "fails to allow reasonable time for
compliance." Fed. R. Civ. P. 45(c)(3)(A)(i). As described above, SCO has set this Rule
30(b)(6) deposition without any regard whatsoever to the realities of business and without
any respect for the time of Oracle's employees or counsel. A mere two weeks is not
adequate time for any counsel to identify the witnesses who would be required to testify,
prepare those witnesses, and also determine a host of other issues such as whether any
testimony would breach any nondisclosure obligation or whether any testimony would
constitute Oracle confidential information that Oracle might wish to seek to protect even
given that a protective order may be in place in this action. That is especially true in
because Oracle is not a party. Oracle cannot be expected to drop everything and in two
weeks, prepare and produce what would likely be the several witnesses that would be
necessary in order for Oracle to meet its Rule 30(b)(6) obligations. And needless to say
SCO cannot possibly claim that it had no choice on the timing because of the discovery
cutoff. SCO has had ample time to notice these depositions — two years, to be precise.
SCO's tactics are not allowed under the Federal Rules. The Subpoena should be quashed
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and the Court should order that the deposition called for in the Deposition Notice not
proceed.
III. CONCLUSION
For all of the foregoing reasons, Oracle respectfully requests that the Court order
that the Subpoena be quashed or, in the alternative, that the Court issue a protective order
prohibiting the discovery sought pursuant to the Subpoena. Oracle also respectfully
requests that the Court issue a protective order prohibiting the taking of any deposition
pursuant to the Deposition Notice.
DATED: January 26, 2006
ORACLE CORP.
By: (signature)
John V. Wadsworth
Attorney for non-party Oracle Corp.
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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN FRANCISCO DIVISION
THE SCO GROUP, INC., a Michigan
corporation,
Plaintiff,
v.
INTERNATIONAL BUSINESS
MACHINES CORPORATION, a New
York corporation,
Defendant.
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[PROPOSED] ORDER
[CASE NO.: MISC., U.S. DISTRICT COURT FOR THE
DISTRICT OF UTAH, CASE NO. 2:03CV-0294
|
For good cause shown, IT IS HEREBY ORDERED that Nonparty Oracle Corp.'s Motion
to Quash Subpoena Duces Tecum is GRANTED.
(line for Judge's signature)
Judge, United States District Court
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PROOF OF SERVICE
THE SCO GROUP, INC. v. INTERNATIONAL BUSINESS MACHINES CORP.
I, Maya Beech, declare:
I am employed in the County of San Mateo, State of California, in the office of a member
of the bar of this court, at whose direction the service was made. I am over the age of eighteen
(18) years, and not a party to the within action. My business address is [address],
Redwood City, California, [zip]. On the date set forth below I served the
following:
ORACLE CORP.'S MOTION TO QUASH THIRD PARTY SUBPOENA DUCES TECUM
OR, IN THE ALTERNATIVE, FOR A PROTECTIVE ORDER and [PROPOSED]
ORDER
| (X) | By placing such a copy enclosed in a sealed envelope postage thereon fully
prepaid, in the United States Postal Service for collection and mailing this day. |
| ( ) | By hand delivery on this date. |
( ) | By consigning such a copy to an express mail service for guaranteed delivery on
this date. |
| ( ) | By consigning such a copy to a facsimile operator for transmittal on this date. |
I served the above on:
Edward Normand, Esq.
Boies, Schiller & Flexner LLP
[address]
Amy F. Sorenson, Esq.
Snell & Wilmer LLP
[address]
I declare under penalty of perjury that the foregoing is true and correct. Executed in
Redwood City, California on January 26, 2006.
(signature)
Maya Beech
Legal Assistant
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Oracle does not move for a protective order or an order quashing the Subpoena insofar as the Subpoena requests
the production of documents. Oracle has timely served responses and objections to the document requests and
expects that if SCO disagrees with Oracle's responses or objections and wishes to pursue the production of further
documents pursuant to the Subpoena, SCO will do so pursuant to the procedures specified in Fed. R. Civ. P.
45(c)(2)(B).
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