Here's the Declaration of David P. Rodgers [PDF], another in the mountain of declarations IBM has submitted in support of its motion for partial summary judgment on the breach of contract claims. Thanks go to Frank Sorenson and Douglas Mosman for doing the transcribing, HTML and proofing.
Mr. Rodgers was in the 1980s the Sequent executive who signed the license agreement between AT&T and Sequent, and in this declaration he sets out his understanding of the grant of rights he understood Sequent had under the licensing terms. Note he is not currently a Sequent/IBM employee. He mentions three documents he signed for Sequent, which you may wish to have handy for reference, including "the Software Agreement (Agreement Number SOFT-00321) [PDF], the Sublicensing Agreement (SUB-000321A) [PDF], and the Substitution Agreement (XFER-000321B) [PDF]. He makes several important points: - On Section 2.01 of the Software Agreement, he says: "I
did not understand this language to give AT&T Technologies
the right to assert ownership or control over modifications or
derivative works prepared by Sequent, except to the extent that
the licensed Unix software product was included in such
modifications or derivative works."
- " . . .Dynix was
originally created using Berkeley Software Design ("BSD") Unix as
a base and not AT&T Technologies' Unix System V."
- "Sequent had no obligation to keep confidential any
modification or derivative work developed by Sequent that did not
include Unix System V source code."
- ". . . Sequent was not required to keep a software product
confidential if it became 'available without restriction to the
general public'. . . . I believe that any number of books and other materials
have been published regarding the Unix software, and that the
information contained in those materials at least would not be
subject to the confidentiality restrictions in the Software
Agreement."
That information about Sequent being based on BSD, not Unix System V is highly significant, and to me, at least, new information as far as this case is concerned.
*****************************
SNELL & WILMER LLP
Alan L. Sullivan (3152)
Todd M. Shaughnessy (6651)
[address, phone, fax]
CRAVATH, SWAINE & MOORE LLP
Evan R. Chesler (admitted pro hac vice)
David R. Marriott (7572)
[address, phone]
Attorneys for Defendant/Counterclaim-Plaintiff
International Business Machines Corporation
_________________________________
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH
__________________________________
THE SCO GROUP, INC.,
Plaintiff/Counterclaim-Defendant,
-against-
INTERNATIONAL BUSINESS MACHINES CORPORATION,
Defendant/Counterclaim-Plaintiff.
Civil No. 2:03CV-0294 DAK
Honorable Dale A. Kimball
Magistrate Judge Brooke C. Wells
_______________________________
EXHIBIT 100
______________________________________
DECLARATION OF DAVID P. RODGERS
I, David P. Rodgers, declare as follows:
1. From July 1983 until December 1996, I held various
positions at Sequent Computer Systems, Inc. ("Sequent"),
including Vice President of Engineering from 1983 through 1988.
Since October 2001, I have been employed as Senior Vice President
of Engineering at IP Unity Corp.
2. During the time I served as Vice President of Engineering
at Sequent, I executed several agreements with AT&T
Technologies, Inc. ("AT&T Technologies") for the licensing of
certain Unix software and related materials. In particular, I
executed the following agreements between Sequent and AT&T
Technologies:
• the Software Agreement (Agreement Number SOFT-00321)
dated April 18, 1985 (the "Software Agreement")
• the Sublicensing Agreement (Agreement Number
SUB-00321A) dated January 28, 1996 (the "Sublicensing
Agreement"),
• the Substitution Agreement (Agreement Number
XFER-000321B) dated January 28, 1986 (the "Substitution
Agreement").
True and correct copies of these agreements, referred to
herein as the "Sequent Agreements", are attached as Exhibits 1, 2
and 3 to this Declaration.
3. This declaration is submitted in connection with the
lawsuit entitled The SCO Group, Inc. v. International Business
Machines Corporation, Civil Action No. 2:03CV-0294 DAK (D.
Utah 2003). Except as stated otherwise, this declaration is based
upon personal knowledge.
4. Section I of this declaration sets out my understanding of
the grant of rights under the license agreements pursuant to
which Unix software and related materials were licensed to
Sequent by AT&T Technologies. Section II sets out my
understanding of the confidentiality provisions of the license
agreements. Section III sets out my understanding of certain
exceptions to the confidentiality provisions.
I. Basic Grant of Rights to Unix System V.
5. Although I did not personally negotiate the Sequent
Agreements with representatives of AT&T Technologies, I
carefully reviewed the agreements myself and with other Sequent
employees before executing them and have personal knowledge of
the parties' understanding of, and intent behind, the terms and
conditions of the agreements.
6. It was my understanding that the licensing agreements that
I executed were standard form agreements used by AT&T
Technologies to license Unix software products to its users. The
Software Agreement granted Sequent the right to use Unix software
products, including source code, for its internal business
purposes. The agreement further granted Sequent the right to
modify Unix software products and to prepare derivative works
based upon such products.
7. Section 2.01 of the Software Agreement states that
Sequent's "right to use includes the right to modify such
SOFTWARE PRODUCT and to prepare derivative works based on such
SOFTWARE PRODUCT, provided that the resulting materials are
treated hereunder as part of the original SOFTWARE PRODUCT". I
did not understand this language to give AT&T Technologies
the right to assert ownership or control over modifications or
derivative works prepared by Sequent, except to the extent that
the licensed Unix software product was included in such
modifications or derivative works. I would never have signed an
agreement that would grant ownership or control to AT&T
Technologies over modifications or derivative works prepared by
Sequent to the extent those modifications or derivative works
contained no part of the Unix software product licensed from
AT&T Technologies.
8. As I understood the Software Agreement between Sequent and
AT&T Technologies, Sequent was free to use, copy, distribute
or disclose any modifications or derivative works developed by
Sequent, provided that it did not copy, distribute or disclose
any portion of the licensed Unix software product source code
(except as otherwise permitted by the licensing agreements).
9. It is my understanding that Sequent's Dynix products might
include some small parts of the licensed Unix System V source
code, although I do not personally know whether it does or not. I
also do not know whether Dynix is so similar to Unix System V
that it may properly be viewed as a "derivative work" based on
Unix System V, particularly in light of the fact that Dynix was
originally created using Berkeley Software Design ("BSD") Unix as
a base and not AT&T Technologies' Unix System V. In any
event, as I understood the Sequent Agreements, Sequent was free
to use, copy, distribute, or disclose Dynix (including source
code), provided that it did not copy, distribute or disclose any
Unix System V source code that might be contained therein (except
as otherwise permitted by the licensing agreements).
II. Confidentiality Restrictions in the License
Agreements.
10. The standard form licensing agreements proposed by
AT&T Technologies imposed certain confidentiality
restrictions on Sequent.
11. Section 7.06(a) of the Software Agreement included the
following language concerning confidentiality:
LICENSEE agrees that it shall hold all parts of the SOFTWARE
PRODUCTS subject to this Agreement in confidence for AT&T.
LICENSEE further agrees that it shall not make any disclosure of
any or all of such SOFTWARE PRODUCTS (including methods or
concepts utilized therein) to anyone, except to employees of
LICENSEE to whom such disclosure is necessary to the use for
which rights are granted hereunder.
As discussed below in Section III, Sequent's confidentiality
obligation was subject to important exceptions.
12. It was my understanding that the purpose of this
confidentiality provision from the perspective of AT&T
Technologies was to protect the Unix System V source code that it
was licensing. Although there is reference in Section 7.06(a) to
"methods or concepts", I had no understanding at the time that
AT&T Technologies was interested in protecting anything other
than the Unix source code.
13. As I understood the agreement regarding confidentiality,
Sequent had no obligation to keep confidential any information
embodied in any of the software products provided to Sequent,
provided that Sequent did not disclose source code (except as
otherwise permitted by the license agreements). In addition, as I
discuss above, Sequent had no obligation to keep confidential any
modification or derivative work developed by Sequent that did not
include Unix System V source code. Sequent was free to use, copy,
distribute or disclose such modifications and derivative works,
provided that it did not copy, distribute or disclose any
portions of the licensed Unix source code (except as otherwise
permitted by the license agreements).
III. Relief from Confidentiality
Restrictions.
14. The confidentiality provision of the Software Agreement
provided that Sequent was not required to keep a software product
confidential if it became "available without restriction to the
general public". As I understood the agreement, Sequent would be
free to disclose, without any restriction whatsoever, information
that became available without restriction to the general public
by acts not attributable to Sequent or its employees.
15. Although I do not recall any particular definition being
given to the term "available without restriction to the general
public" at the time the Software Agreement was executed, I
believe a number of circumstances would meet the definition. For
example, a software product or any part of a software product
would be considered "available without restriction to the general
public" if it was lawfully published by someone outside of
Sequent. I believe that any number of books and other materials
have been published regarding the Unix software, and that the
information contained in those materials at least would not be
subject to the confidentiality restrictions in the Software
Agreement.
16. I declare under penalty of perjury that the foregoing is
true and correct.
Executed: November 5, 2003.
Saratoga, California
____[signature]____
David P. Rodgers
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