Here is IBM's Addendum, which is attached to their Memorandum in Support of its Motion to Compel Discovery, in which IBM has drawn up a table showing the judge what they asked SCO for, what the response was, and how and in what way they believe the response was deficient. Thank you to Ross Combs for being willing to tackle such an intricate project, even being ready to type it and format it all by hand. And now to Bjorn Stenberg for tweaking. If you compare IBM's work with SCO's, you'll see the difference. Here they have made a helpful table so the judge can see at a glance exactly why IBM is complaining about SCO's Supplemental Responses. And so can you. The original has a certificate of service, but it seemed unnecessary to reproduce that. You can view it in the PDF here. Again, I have redacted addresses and contact information, which are available in the PDF version.
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Alan L. Sullivan (3152)
Todd M. Shaughnessy (6651)
Amy F. Sorenson (8947)
Snell & Wilmer L.L.P.
[ street address ]
[ city, state, zip ]
Telephone: [ number ]
Facsimile: [ number ]
CRAVATH, SWAINE & MOORE LLP
Evan R. Chesler (admitted pro hac vice)
Thomas G. Rafferty (admitted pro hac vice)
David R. Marriott (7572)
[ building ]
[ street address ]
[ city, state, zip ]
Telephone: [ number ]
Attorneys for Defendant/Counterclaim–Plaintiff
International Business Machines Corporation
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH
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THE SCO GROUP,
Plaintiff/Counterclaim–Defendant,
vs.
INTERNATIONAL BUSINESS
MACHINES CORPORATION,
Defendant/Counterclaim–Plaintiff.
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ADDENDUM TO
DEFENDANT/COUNTERCLAIM
PLAINTIFF INTERNATIONAL BUSINESS
MACHINES CORPORATION’S REPLY
MEMORANDUM IN SUPPORT OF
MOTION TO COMPEL DISCOVERY
(ORAL ARGUMENT REQUESTED)
Civil No. 2:03cv0294
Honorable Dale A. Kimball
Magistrate Judge Brooke Wells
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Addendum
Summary of Deficiencies in SCO’s Supplemental Responses
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No.
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Information
Requested by IBM
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SCO’s Supplemental Response
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Deficiencies in SCO’s Supplemental Response
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1
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Interrogatory No. 1 seeks
specific identification of
all alleged trade secrets
and confidential or
proprietary information
that SCO alleges IBM
misappropriated or
misused. This information
is requested by product,
file and line of code.
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SCO reiterates its references to “UNIX software
design methods” and “technical UNIX
categories” (Exh. A at 3.)
SCO lists 591 files, by source file heading,
contained in unidentified releases of the Linux
2.4 and/or Linux 2.5 kernels. It states merely
that they include or may include “information
(including methods) that IBM was required to
maintain as confidential or proprietary pursuant
to contract with SCO and/or which constitute
trade secrets misused by IBM”. (Id. at 3–6, 7–
19.)
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SCO fails to identify a single Unix file or line of code.
SCO’s references to “design methods” and “technical Unix
categories” are so vague as to be essentially meaningless. In
fact, SCO does not identify any of the methods it purports to
own; it merely describes the categories in which they
supposedly fall.
SCO’s list of files is neither responsive nor identified with
meaningful particularity, as SCO fails to identify the precise
releases of the Linux kernel in which these files are found or
the precise lines of code at which the alleged methods are
found and SCO acknowledges that it had rights to only some
of the code in these files.
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2
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For each alleged trade
secret and any confidential
or proprietary information
identified in response to
Interrogatory No. 1,
Interrogatory No. 2 seeks
further identification of:
(a) all persons who have or
had rights to the same;
(b) the nature and sources
of SCO’s rights in the
same; and (c) efforts to
maintain secrecy or
confidentiality of the same.
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SCO states that IBM and Sequent and their
respective employees, contractors, agents and
some customers had rights to the information
contained in the files SCO identifies. SCO
further states that IBM and Sequent were
required to maintain that information in
confidence pursuant to various agreements.
(See Exh. A at 20.)
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With respect to subpart (a), SCO specifically identifies only
IBM and Sequent. It fails specifically to mention any others,
including licensees of Unix System V software, persons to
whom SCO gave rights by distributing the identified files as
part of one of its Linux products, or persons to whom SCO
has disclosed the files in connection with this litigation.
With respect to subpart (b), SCO makes no real attempt to
identify the nature and sources of its rights. It fails to
disclose whether, for example, SCO’s rights derive from
contract, common law or statute (e.g., copyright) and how
SCO acquired such rights (e.g., as an author or by
acquisition).
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3
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For each alleged trade
secret and any confidential
or proprietary information
identified in response to
Interrogatory No. 1,
Interrogatory No. 3 seeks
the identity of all persons
to whom the same was
disclosed and the details of
such disclosure. In
particular, this
interrogatory seeks:
(a) the date of disclosure;
(b) the terms of disclosure;
(c) the documents relating
to disclosure; (d) all places
where the trade secret
and/or confidential or
proprietary information
may be found or accessed.
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SCO states that it is impossible to identify all
persons to whom the trade secrets and
confidential or proprietary information were
disclosed. (See Exh. A at 21.)
SCO references its supplemental response to
Interrogatory No. 2 and states that employees of
SCO and its predecessors have had access to the
trade secrets and confidential or proprietary
information, as have employees of IBM
involved in Project Monterey. (See id. at 21–
22.)
SCO alleges over 140 persons affiliated with
IBM “in which part of the confidential or
proprietary and/or trade secrets was known or
had been disclosed”. [sic] (Id. at 22–26.)
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SCO declines specifically to identify anyone other than
employees of IBM and Sequent. It makes general reference
to employees of SCO and its predecessors and refers to its
supplemental responses to Interrogatory No. 10, but it fails to
specify responsive persons. SCO has failed to identify, for
example: (1) all licensees of disclosed information; (2) the
persons to whom it distributed its Linux products; and (3) the
third parties to whom SCO has disclosed its supposed
evidence in connection with this lawsuit.
SCO makes no real attempt to provide the information
requested in the subparts to this interrogatory, including in
particular the dates for any disclosure, the terms of
disclosure, and documents relating to the disclosure. With
respect to the places where the requested information may be
found, SCO lists hundreds of Linux files in response to
Interrogatory No. 1, but fails to identify precise releases of
Linux or lines of code in the files identified. It makes no
mention of Unix software licensees, web postings or
publications in response to this interrogatory.
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4
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For each alleged trade
secret and any confidential
or proprietary information
identified in response to
Interrogatory No. 1,
Interrogatory No. 4 seeks
information regarding each
instance in which plaintiff
alleges that IBM
misappropriated or
misused the same. In
particular, this
interrogatory seeks (a) the
date of the alleged misuse
or misappropriation;
(b) the persons involved;
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SCO states that IBM “misappropriated and
misused the trade secrets and/or confidential and
proprietary information of Plaintiff each time it
made contributions to Linux of source code or
methods based on, derived from or developed in
UNIX System V, AIX and/or Dynix”. (See Exh.
A at 27.)
SCO states that IBM “misappropriated and
misused the trade secrets and/or confidential and
proprietary information of Plaintiff through
Project Monterey”. (Id.)
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SCO does little more than reiterate the allegations in its
Amended Complaint, without disclosing the specific factual
basis of its allegations (assuming there is one).
SCO has not meaningfully provided any of the information
requested in the subparts of this interrogatory, especially
subparts (c) and (d). Subpart (c) seeks identification of the
manner in which IBM allegedly misused or misappropriated
SCO’s intellectual property. While SCO admits in its
opposition brief that not all of the instances described in its
presentation at the SCO Forum pertain to IBM, it refuses to
disclose which ones, if any, do in response to this
interrogatory.
Subpart (d) seeks identification of the places where the
allegedly misappropriated/misused material can be found.
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(c) the manner of misuse
or misappropriation; and
(d) the location of any
method or code in any
IBM product, Linux, open
source or the public
domain.
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As previously stated, SCO offers only an imprecise and
incomplete response to this subpart in its answer to
Interrogatory No. 1.
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5
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For each alleged trade
secret and any confidential
or proprietary information
identified in response to
Interrogatory No. 1,
Interrogatory No. 5 seeks
identification of (a) all
agreements relating
thereto, and (b) all
copyrights and patents
relating thereto, including
but not limited to the
owners, licensors,
licensees, assignors or
assignees thereof.
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SCO incorporates its supplemental responses to
Interrogatory Nos. 2 and 3. (See Exh. A. at 28.)
With respect to agreements, SCO refers to all
agreements between IBM and Sequent and SCO
or its predecessors. (See id.)
With respect to copyrights, SCO states that
those relating to UNIX System V and UnixWare
will be produced in the ordinary course of a
rolling production. SCO refers to copyrights
held by IBM and/or Sequent in AIX, Dynix and
other software products. (See id.)
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With respect to subpart (a), SCO identifies only (in the
vaguest of terms) agreements between IBM/Sequent and
itself. IBM is entitled to identification of every other
agreement relating to the trade secrets and proprietary or
confidential information at issue.
With respect to subpart (b), SCO fails specifically to identify
whether there are copyrights or patents relating to each item
of information (disclosed in response to Interrogatory No. 1)
and declines to provide the specific information requested as
to any such copyright or patent. SCO’s reliance on its intent
to offer a rolling production of unspecified documents is
improper.
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6
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For each alleged trade
secret and any confidential
or proprietary information
identified in response to
Interrogatory No. 1,
Interrogatory No. 6 seeks
(a) the origin of the code
or method, including
where, when and by whom
created; (b) all products in
which the code or method
is included or upon which
it is based (in whole or in
part).
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SCO states that “the origin of the code and/or
method identified in response to Interrogatory
No. 1 above is one of UNIX System V,
UnixWare, AIX, Dynix or related code or code
developed therein or modifications thereof”.
(Exh. A at 29.)
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With respect to subpart (a), SCO’s reference to “Unix
System V, UnixWare, AIX, Dynix or related code or code
developed therein or modifications thereof” is inadequate.
The Amended Complaint gives this much detail. SCO fails
to identify, for each line of code or method at issue when,
where and by whom the code or method was created.
With respect to subpart (b), SCO has provided no
supplemental response. Again, SCO should be required to
identify by product name, version and release number, all
Unix or Linux products in which any line of code to which it
asserts rights is included or upon which it is based (in whole
or in part) and identify the file name and specific line(s) of
code that allegedly comprise the code or method.
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7
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Interrogatory No. 7 seeks a
description of each
instance in which IBM
allegedly engaged in unfair
competition, including but
not limited to: (a) the
dates of such conduct, (b)
the persons involved, and
(c) the specific manner of
unfair competition.
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SCO states that IBM engaged unfair competition
by: (1) improperly competing with and
influencing competition for UNIX software on
Intel–based processors in connection with
Project Monterey; (2) inducing or attempting to
induce Hewlett–Packard and Intel from doing
business with SCO; (3) using Software Products
and modifications/derivatives thereof in a
manner exceeding the scope of IBM’s licenses
with SCO; and (4) entering into a conspiracy
and combination in restraint of trade with others
in the Linux development business. (Exh. A at
30–31.)
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SCO offers little more than vague generalizations about the
acts of unfair competition it attributes to IBM, without the
detail sought in the various subparts of the interrogatory.
Few or none of those facts have been provided.
With respect to Project Monterey, SCO provides only
conclusory allegations about the nature of the alleged unfair
competition and none of the requested specifics.
With respect to the alleged improper use of software
products in a manner exceeding the scope of licenses, SCO
says nothing specific beyond its reference to unidentified
“contributions of the modifications and derivative works to
Linus Torvalds and/or others in the open source
community”. (Exh. A at 30.)
SCO’s description of an alleged conspiracy/combination is
likewise deficient. With whom specifically did IBM
conspire and combine? On what terms? What evidence does
SCO have of this? How did the supposed conspiracy affect
competition? How did it injure SCO?
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8
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Interrogatory No. 8 seeks
the identification of all
agreements with which
IBM allegedly interfered,
including but not limited
to: (a) the date of
interference, (b) the
persons involved in the
interference, (c) the
manner of interference,
(d) the actions (if any)
IBM encouraged licensees
to take, (e) the actions, if
any, such licensees took as
a result of IBM’s
inducement/
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SCO alleges two types of interference by IBM:
(1) inducing or attempting to induce breaches of
agreements “by assisting and/or performing
services in switch from UnixWare to Linux”;
and (2) approaching certain of SCO’s partners to
induce them to stop doing business with SCO.
(See Exh. A at 32.)
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With respect to the first type of interference, SCO fails either
to identify or to produce the agreements with which it alleges
IBM interfered. Moreover, SCO provides little if any of the
specific information sought in subparts (a) through (f).
With respect to the second type of interference, SCO again
fails either to specify or to produce the agreements IBM
purportedly attempted to induce SCO’s partners to breach.
Likewise, much of the detail sought in subparts (a) through
(f) is absent from SCO’s supplemental response.
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encouragement, (f) the
trade secret or proprietary
information (if any)
involved in the alleged
interference.
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9
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Interrogatory No. 9 seeks
identification of all
agreements that IBM has
allegedly breached,
including but not limited
to: (a) the date of breach,
(b) the persons involved,
and (c) the specific manner
of breach.
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SCO has not provided any supplemental
response to this interrogatory.
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For the reasons stated in IBM’s opening papers, SCO’s
response to this request remains deficient. Simply put, it
offers (1) no dates, (2) none of the persons involved, and (3)
no specific facts relating to the alleged breaches. SCO does
so despite the fact that it suggests that its breach of contract
claims are the thrust of its case.
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