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May 31 is Deadline to Send Comments to UK Patent Office
Monday, April 10 2006 @ 05:07 AM EDT

Chris Lingard brought to my attention that the UK Patent Office is asking for comments on the inventive step requirement, saying "This is an opportunity to put into words our objections to patents."

Chris took the initiative to contact the UK Patent Office to make sure we had permission to publish their review, "The Inventive Step Requirement in United Kingdom Patent Law and Practice," on Groklaw, which was graciously given. Alternatively, you may find it on their website or download it as a PDF. Please note that this article in *not* published under the Creative Commons license.

Chris explained to me how he sees the opportunity to comment:

The United Kingdom patent office have requested comment on the inventive step requirement for any patent. Some months ago the United Kingdom government published a proposal for new patent laws. Following many objections the United Kingdom Patent Office held workshops throughout the country to find out why so many people objected to their ideas.

This was followed by an important patent court case, Halliburton v Smith International in the High Court. This caused a change in policy by the United Kingdom Patent Office described here, including this paragraph:

14. In the case of computer programs, the approach suggested in paragraph 104 of the CFPH judgment may sometimes be useful. This asks the question: "Would it still be new and not obvious in principle even if the same decisions and commands could somehow be taken and issued by a little man at a control panel, operating under the same rules?". If yes, that suggests the invention is not really about computer programming at all, though one would still need to consider the other exclusions in section 1(2).

The Patent Office have granted us permission to publish their review; though it is Crown Copyright. The important thing to me is that this article might provide the words that are required for the reply. There are twelve questions to answer.

A year ago if someone had asked me why computer programs should not be patentable, I would have answered that all computer programs are mathematical algorithms, and that mathematics cannot be patented. But this statement is useless, because it is meaningless to a patent lawyer, or to a non-programmer. Recently I have changed my view to the "little man idea". If a procedure can be defined as a list of instructions that can be followed by a team of little men, then that procedure is not patentable.

But a patent should apply to a new and novel idea. Can this be a computer program? Albert Einstein won the Nobel prize in 1921 for "his services to Theoretical Physics, and especially for his discovery of the law of the photoelectric effect". From this work, lasers were developed; could this have been patented instead?

Here then is their review.

*****************************************************************

The UK Patent Office © Crown copyright

The Inventive Step Requirement in United Kingdom Patent Law and Practice

A review by the UK Patent Office

Introduction
  • Is the inventive step requirement for patentable inventions in the United Kingdom right for inventors, the public at large, and the UK economy?
  • Are too many "trivial patents" being granted?
  • Or are innovation and competitiveness best served by easy patenting with low hurdles?

1.1 Any questions which probe how well a patent system is operating inevitably raise the larger question "What is the patent system for?". This can be considered at different levels: the patent system influences not only individual inventions and inventors, but also – because of the cumulative effect on users and society across the country – the general propensity of inventors to patent, and the ability of others to live with those patents. Hence at one level the patent system sets the criteria which determine whether an invention meets the requirements for a patent. But at the macro level the effect of multiplying those individual experiences is to create a climate within which inventors and innovators operate, and which will inevitably influence them at all stages of their work. It is clear that a patent system can be an economic force that influences competition, innovation and competitiveness at large: it is thus the job of those responsible for patent policy to ensure that the system is designed and operated to deliver at both these levels.

1.2 The criteria that determine whether an invention is worthy of patent protection will have a critical influence at both these levels and thus should be kept under review if we are to be certain that the patent system brings maximum gain for our country. This review focuses on one such criterion: the requirement that an invention is only patentable if it involves an inventive step over what was known. This is of particular interest for review because it is perhaps the most challenging to define appropriately and to apply uniformly and objectively. Also, at the macro level the general level of inventive step may link to patenting activity and to innovation more generally.

1.3 The United Kingdom Patent Office (UKPO), having policy responsibility for the patent system in the United Kingdom, wishes by this review to re-evaluate the inventive step requirement and its influence at all levels. The requirement has been a central feature of UK patent law since the introduction of the Patents Act 1977, but it is timely to review it now not only because considerable time has elapsed, but also because more recently it has been the subject of some debate and investigation abroad: these have raised serious issues of patent quality, and concerns over the issue of so-called "trivial" patents. The UKPO therefore wishes to gather evidence as to the situation in the United Kingdom so that it can consider the need for change.

1.4 The objectives of this review are:

  • to gather information as to the inventive step requirement in the UK, and how it compares with other countries
  • to assess whether the level for inventive step in the UK is set at an appropriate point having regard to the underlying objectives of the legislation, to the role of the patents system in the economy of the country, to the knock-on effects on third-parties, to consistency and harmonisation with other countries, and to quality generally
  • if any aspect should be modified, to set out proposals

1.5 In the initial information-gathering phase evidence will be sought:

  • from users of the patent system and other interested stakeholders, in reply to the public enquiry introduced below
  • from examiners in the UKPO, who will be invited to answer a separate questionnaire on their experience of the inventive step requirement
  • from a survey of patents granted by the UKPO.

1.6 The results of the enquiry will be published in a further document. We will then make whatever recommendations for change seem necessary. Further copies including large print of the present document may be obtained from the Patent Office Central Enquiry Unit or by contacting Matthew Cope on +44 (0)01633 813778.

The enquiry

2.1 In the following paragraphs we deal with the central issues surrounding the inventive step requirement, and the questions posed are intended to prompt views and experience as to how well it works. Those who would like a more detailed consideration of the background to this enquiry should refer to the primer which is in Annex A. We welcome responses from anyone interested in the patents system and its relationship with innovation and competition, including those who have been, or expect to be users of the system. Although we are unable to comment on the details of any specific cases, you should feel free to include examples in your responses. Responses are to be returned by 31st May 2006 and for convenience a response form which lists the questions is provided in Annex B.

The wider significance of the level of inventive step, and the need for change

2.2 The wider question: "What is a patent system for?" has lain at the root of a number of comments and reviews over recent years, and these have often touched on the question of the level of inventive step.

Perhaps the most significant of these reviews have been two comprehensive reports that have issued in the USA.

Firstly, the report of the Federal Trade Commission "To promote innovation: the proper balance of competition and patent law and policy" (October 2003). This report takes as a given the influence that patent policy, as well as competition, can have on innovation, and seeks to establish the correct balance between those two influences. More significantly, in Chapter 4 of the report the substantive standards of patentability are examined from a competition perspective.

The inventive step requirement is said to be prima facie well suited to achieve the desired policy objectives of the patent system, but what is considered more important is how it is applied. The dangers of too lax and too strict an application are set out, and it is recommended that two areas of current US practice (concerning commercial success, and what is suggested by the prior art) be modified to avoid the extremes.

Secondly, the report of the National Research Council of the National Academies "A patent system for the 21st century" (2004) identifies seven criteria for evaluating what a patent system should do, of which one confirms the need for inventions to comply with the usual statutory requirements such as inventive step. Noting considerable circumstantial evidence of a drop in patent quality in the USA, which might partly be due to difficulties in applying the inventive step requirement to technologies such as biotechnology and business methods (although trivial patents are also identified in other areas), the report recommends that this requirement be "reinvigorated": the discussion on this does however focus on addressing specific difficulties in the areas of business methods and gene sequences.

2.3 The UKPO recognises the significance of the patent system for innovation, and the risks for innovation in having an overly hard or overly easy application of the inventive step requirement. These risks can be briefly summarised as follows.

The risk attached to having an easy application of the inventive step requirement is that patents can be obtained for small improvements or changes to an extent that the legitimate activities of third parties can be restricted.

The risk attached to having a hard application is that meritorious inventions do not get patent protection, or get restricted protection, and that research and investment are impeded.

It can be concluded from studies such as the American ones that the easy scenario is a more immediate concern. But it is unclear whether these risks are real or theoretical in the United Kingdom, whether one is preferable over the other, whether major concerns exist about patent quality in the United Kingdom, and whether the specifically American issues that are examined in these reports have any counterpart in the United Kingdom (clearly those relating to business methods do not, as such subject matter is not patentable in the United Kingdom).

In assessing the general need for change we also wish to probe how sensitive innovation here might be to variations in the level of inventive step that might reasonably be expected in the United Kingdom on the track record of, say, the last ten years.

Q1. Do you believe that the inventive step requirement can best serve innovation by steering a middle way between the hard/easy extremes with their attendant risks for innovation? Is it preferable for patent offices to tend (if at all) one way rather than the other?

Q2. To date have those extremes generally been avoided in the United Kingdom such that innovation has not been impeded? Or has an easy implementation of inventive step impaired patent quality and/or allowed trivial patents to issue, to an extent that innovation may be held back?

Q3. What change if any does the inventive step requirement in the United Kingdom need in order to help innovation across the board – in SMEs and academia as well as big industry?

Possibilities for refining the inventive step requirement: the law

2.4 The need for the inventive step requirement to serve innovation in this country is a prime policy objective; but there are other objectives that it should satisfy, and these concern achieving a fair balance between the interests of each patentee and those of the public at large; and consistency and harmonisation. For these reasons, even if the inventive step requirement in the United Kingdom seems to be serving innovation as well as it can, it should nevertheless be considered whether it might be refined to improve the determination of the level of inventive step, and to improve confidence in that determination. This needs a more detailed consideration of the inventive step requirement.

2.5 The inventive step requirement is determined by both the definition of the requirement in law, and the implementation of that law. The law is implemented both pre-grant – by examiners in the UKPO who vet each application for a patent – and postgrant for that small proportion of patents whose validity is challenged, before the courts or before a UKPO hearing officer. In reviewing the inventive step requirement as a whole it should be asked whether any of the legal constraints could or should be changed. In more detail the constraints are: ·

  • Primary legislation. Primary legislation (in other words section 3 of the Patents Act 1977) essentially sets out an objective test for the presence of inventive step, that is whether the invention is obvious to a person skilled in the art. There appears to be a wide measure of international agreement that this is the appropriate basic requirement.
  • Secondary legislation. It is a role of secondary legislation to lay down more detailed requirements for the implementation of the primary requirements. An example is Rule 22 of the Patents Rules 1995 which was modified to explain how the unity of invention requirement is to be interpreted. To date the UK and Europe have not had a rule relating to the implementation of inventive step, but several possible texts have emerged in international discussions on harmonisation, and they would require that:
    • The person skilled in the art, having regard to any item(s) of prior art or common general knowledge would have arrived at the claimed invention (the European proposal).
    • Any item(s) of prior art or common general knowledge would have motivated a person skilled in the art to reach the claimed invention (the Japanese proposal).
    • Any item(s) of prior art or common general knowledge would have motivated, with a reasonable expectation of success, a person skilled in the art to reach the claimed invention (the American proposal)
  • Case law from the courts and the European Patent Office. Proceedings in the UKPO where we examine for inventive step have a different character from proceedings in the courts where validity is under challenge, but the UKPO is nevertheless bound to adopt the same analysis of inventive step as the courts, and decisions of the Boards of Appeal of the European Patent Office on the same subject are also persuasive. The precedent effects of case law cannot however be effectively changed other than by a change in the law itself.

2.6 In summary therefore we would like to know whether stakeholders believe that a change to the regulatory framework within which the courts and the UKPO operate is necessary or advisable – a change to the Patent Rules being the most feasible option.

Q4. Do you think any change to the regulatory framework for inventive step (eg an addition to the Patents Rules) is necessary or advisable? If so, what change would you recommend and why? Could you accept the "European proposal" (para 2.5)?

Possibilities for refining the inventive step requirement: the UKPO

2.7 The UKPO has an important role pre-grant as "gatekeeper" of inventions entering into the patents system. Within the legal framework outlined above the UKPO operates according to examination guidelines that are set out in the Manual of Patent Practice (MPP), in which section 3 reflects court precedents and other matters affecting examination for inventive step. The first, key step carried out by the examiner is to assess the presence or absence of inventive step and a variety of approaches may be used here. The key legal precedent in the UK is the four-step Windsurfing test set out by the Court of Appeal in Windsurfing International Inc. v Tabur Marine (Great Britain) Ltd, [1985] RPC 59. Further questions to be taken into account were laid out in Haberman v Jackal [1999] FSR 685 (at 699 to 701). Annex A has more details of this guidance.

Q5. From your understanding of the way in which the UKPO assesses inventive step, and bearing in mind the methodologies set out in the legal precedents (Windsurfing, Haberman v Jackal), is there anything you feel that examiners should be doing differently in assessing the presence of inventive step?

Communicating inventive step objections

2.8 Framing an inventive step objection involves many factors, starting with the identification of the relevant prior art (including the appropriate combination of documents or common general knowledge), the assessment of their significance, the identification of the relevant art and the attributes of the skilled man, and finally the assessment of any advance in the light of those factors.

Q6. In your experience of examination reports from the UKPO and/or telephone conversations or interviews with examiners, do they explain and justify inventive step objections adequately?

Evaluating relevant factors, including the applicant's arguments

2.9 The examiner (or any other person) who is considering the question of whether or not an invention is obvious must be aware of many factors. In considering a prior publication the examiner must avoid looking at the document under the influence of the application he is examining, and should attempt to place himself in the shoes of the skilled person faced with the problem at hand.

The way in which documents are combined must also be considered carefully and an assessment made regarding the breadth of knowledge of the notional man skilled in the art. Where an examiner considers that there is prima facie a strong case for obviousness, it is up to the applicant to put convincing material in front of the examiner.

As the examination proceeds due consideration must be given to the arguments presented by the applicant in response to the objections raised. It is important to ensure that arguments raised by the applicant satisfactorily address the issues before granting of a patent, if necessary by sustaining the objection in a further examination report. However, where the objection is adequately addressed or overcome, grant should proceed.

2.10 The point of view is sometimes advanced that it is necessary for examiners, who may not fully possess the attributes of the notional person skilled in the art, and who will not have access to expert evidence, to grant borderline cases so that patents can emerge and be subject to challenge after grant with full evidence concerning the view of the skilled man. The UKPO recognises that this may place a burden on third parties to monitor and challenge dubious patent rights, and advises its examiners in current guidance (MPP 18.34) to give benefit of the doubt only where the examiner feels his/her lack of expertise prevents proper consideration of technical argument. Examiners will otherwise evaluate inventive step on the balance of the evidence available (MPP 18.36).

Q7. Do we give fair consideration to observations from the applicant in response to an inventive step objection?

Q8. Do you have any comments on our approach to the other factors (combining documents, avoiding use of hindsight but adopting the view of the skilled man, onus, balance of evidence, benefit of doubt) we weigh as the application progresses?

Objective and consistent standards

2.11 The test for obviousness should, as far as possible, be an objective one. The question is whether the invention would have been obvious to a person skilled in the relevant art, and not whether it was or would have been obvious to the inventor or to some other particular worker. Clearly however there are many factors that vary between patent applications and the fields of technology to which they apply. It is also the case that the assessment of inventive step requires the exercise of personal judgment on the part of the examiner, and subjective variations may creep in here. It has furthermore been suggested that the assessment of inventive step in any particular area of technology may change as that field of technology matures.

Q9. In your experience, have UKPO examiners been fair and consistent in the way that applications have been assessed for inventive step, across the Office, across different areas of technology and over time?

Level of inventive step in patents granted by UKPO

2.12 It is clearly critical that the right judgment is made as to exactly what sort of difference over the prior art constitutes an inventive step. Just as an invention will lack novelty if the claim to it would re-monopolise something already disclosed (the so-called "post-infringement test"), so an invention should be regarded as obvious, according to current case law, if a claim to it would inhibit the rights of a skilled workman to carry out routine modifications of what is already in the public domain.

Q10. In your opinion is the level of inventive step appropriate in patents granted by the UKPO, in the sense that the interests of patentees and of third parties are fairly balanced?

Comparison of UKPO with other offices

2.13 The Patents Act 1977 and the European Patent Convention contain analogous provisions for inventive step. While jurisprudence in the UK and before the EPO varies in some areas of patent law, in the area of inventive step the legal principles followed by the two offices are closely similar. The EPO does however have a preference for analysing inventive step according to the problem-and-solution approach. Other national patent offices have varying requirements relating to inventive step, and various approaches have evolved in those countries in order to assess applications with regard to those requirements.

Q11. In your experience, how does the approach of the UKPO with regard to inventive step compare to other patent offices?

Q12. Do you have any further comments regarding the inventive step requirement in the UKPO or in the UK generally?

How and when to respond Please send your responses by 31st May 2006 to: Matthew Cope Room 1.G40 The Patent Office Concept House Cardiff Road Newport NP10 8QQ Fax: +44 (0) 1633 814444 Tel: +44 (0) 1633 813778 Email: isreview@patent.gov.uk

If you are responding on behalf of a representative group, please give a summary of the people and organisations you represent.

If you have any comments or complaints about how this consultation process is being handled, please tell the Patent Office's Consultation Coordinator, whose details are included in Annex C

Annex B - Consultation Response Form

Openness/Confidentiality

4.1 This is part of a review exercise, the results or conclusions of which may be published. As such, your response may be made public. If you do not want all or part of your response or name made public, please state this clearly in the response. Any confidentiality disclaimer that may be generated by your organisation's IT system or included as a general statement in your fax cover sheet will be taken to apply only to information in your response for which confidentiality has been requested.

4.2 Information provided in response to this review, including personal information, may be subject to publication or disclosure in accordance with the access to information regimes (these are primarily the Freedom of Information Act 2000 (FOIA), the Data Protection Act 1998 (DPA) and the Environmental Information Regulations 2004). If you want other information that you provide to be treated as confidential, please be aware that, under the FOIA, there is a statutory Code of Practice with which public authorities must comply and which deals, amongst other things, with obligations of confidence.

4.3 In view of this it would be helpful if you could explain to us why you regard the information you have provided as confidential. If we receive a request for disclosure of the information we will take full account of your explanation, but we cannot give an assurance that confidentiality can be maintained in all circumstances. An automatic confidentiality disclaimer generated by your IT system will not, of itself, be regarded as binding.

4.4 The Patent Office will process your personal data in accordance with the DPA and in the majority of circumstances this will mean that your personal data will not be disclosed to third parties.


Annex A - A primer on the background issues

A1 A semantic point should first be made as to the phrase "level of inventive step" which is used in this document. It should be understood that the law, here and abroad, requires only the presence of an inventive step in any particular case, and this step does not have to be of a certain size or level. Across many cases however there may emerge a perception that a certain level (or standard) is required, and this will be connected with how ready examiners or judges are seen to be to recognise the existence of the inventive step. This review is concerned with the level of inventive step in this more general sense.

The international scene

A2 The inventive step requirement as we know it in our primary legislation is an almost universal feature of patent law, and it is one of a range of legal requirements that fall on examining patent offices and on courts to enforce relative to patent applications and patents. The effect is that an invention must not be merely different from what has gone before, but must be sufficiently different to justify the grant and maintenance of a patent. The difference is sufficient if it can be said to constitute an inventive step. To avoid subjectivity in the determination of what amounts to an inventive step, the perception of a notional person skilled in the art as to the obviousness of the invention is used as a determinant.

A3 So far as primary legislation goes the inventive step requirement is common ground between most patent systems. Divergence between countries on the level of inventive step in their patents should thus be attributable to different implementation of this provision, and a comparison of practice in the UK with that in other countries – particularly as between the UKPO and the European Patent Office (EPO) and other examining offices in Europe – will be an important point of interest for this review. There are however other factors at work, which have more to do with the types of subject matter that patent offices may in the first place admit as patentabl

e. Notably, the United States Patents and Trademarks Office (USPTO) allows the patenting of business methods and software that would not be patentable elsewhere. These types of subject matter raise their own problems when it comes to identifying prior art and defining the inventive step over the relevant art.

A4 There have recently been many allegations made about the granting of "trivial" patents. In some cases the subject matter involved has fallen into a category, such as a business method, that would not be patentable in this country in any case, but examples have been quoted in areas where the patenting of small incremental improvements allows the creation of patent thickets and portfolios designed to exclude competition to an unfair extent. The adverse effects of such situations are not limited to the constriction of competition in the home market, but are also particularly felt in developing countries that need access to patented medicines.

A5 Another feature of the international scene has been the widespread acknowledgement of the vital importance that quality has within patent systems. Many patent offices are now moving towards the adoption of quality management systems that will ensure that their processes are documented, monitored and continually improved. The wider concept of "patent quality", which relates to the validity and other attributes of the end product, the granted patent, is also spoken of. It is clear that patent quality can best be assured by monitoring the processes of search and examination that precede the patent grant. The assessment of inventive step is a key process that can influence patent quality in a significant way, and the possibility of improving patent quality in the UK is thus a major driver for this review.

The European scene

A7 National law within Europe on inventive step is harmonised with the provisions of the European Patent Convention (EPC) (see Articles 52(1) and 56). This means that examiners in the EPO are applying the same law to applications for European patents as examiners in the UKPO are to national UK applications. There are however differences in methodology between the offices when it comes to the assessment of the presence of inventive step. The EPO examiner will, wherever appropriate, adopt an analysis of the problem and the solution underlying the invention (see the Guidelines for Examination in the European Patent Office, Part C, Chapter IV, section 9.8). The UKPO examiner is more likely to support an inventive step objection by reference to the guidance that has emerged from UK case law, which is described below. This review seeks to explore whether these methodologies produce different levels for the inventive step requirement.

The UK scene

A8 The statutory provisions on inventive step are to be found in the Patents Act 1977. Section 1(1)(b) states that a patent may be granted only if it involves an inventive step. Section 3 states that an invention should be considered to involve an inventive step if it is not obvious to a person skilled in the art, having regard to matter which was in the state of art, i.e. was available to the public, before the priority date of the invention. Accordingly it is a part of the prosecution of every patent application at the UKPO that it must be assessed for the presence of an inventive step by a patent examiner. Even after the grant of a patent it is possible for the court or the UKPO to revoke a patent for lack of inventive step (section 72(1)(a)).

A9 Section 130(7) also emphasizes that these provisions for inventive step were framed to have, as nearly as practicable, the same effect in the United Kingdom as the corresponding provisions of the European Patent Convention. It follows that decisions of the EPO on inventive step are thus relevant and persuasive in the UK.

A10 The question of whether or not an invention is obvious is a matter which can often be assessed by the examiner on the facts of the particular case and without recourse to any specific method of analysis, but when a more detailed argument is called for there is guidance available from various precedent judgments of the UK courts. The practice of the UKPO and the precedent cases relevant thereto are set out in detail in Section 3 of the MPP.

A11 The judiciary has given general guidance as to what the appropriate level for the inventive step requirement should be:

  • the CIPA Guide to the Patents Act (Sweet & Maxwell, fifth edition, page 83) cites the following statement by an American judge, Judge G S Rich, as a practical test of obviousness:
    "The good patent gives the world something that it did not truly have before, whereas the bad patent has the effect of trying to take away from the world something which it effectively already had."
  • the Court of Appeal in PLG Research v Ardon [1995] RPC 287 said:
    "The philosophy behind the doctrine of obviousness is that the public should not be prevented from doing anything which was merely an obvious extension or workshop variation of what was already known at the priority date."

  • in Philips' (Bosgra's) Application [1974] RPC 241 it was pointed out that the source of the word "obvious" is the Latin "ob via", literally "lying in the road", and it was said:
    "These (emulsifying) agents were obvious in this sense, indeed in the true sense of the word, that they were lying in the road, they were there for the research worker to use, and it is quite wrong that he should be stopped from using them."

A12 The more detailed guidance that has emerged from the UK courts on the assessment of inventive step is summarized in the folllowing paragraphs. In Windsurfing International Inc. v Tabur Marine (Great Britain) Ltd, [1985] RPC 59, the Court of Appeal held that the question of obviousness "has to be answered, not by looking with the benefit of hindsight at what is known now and what was known at the priority date and asking whether the former flows naturally and obviously from the latter, but by hypothesizing what would have been obvious at the priority date to a person skilled in the art to which the patent in suit relates".

A13 Thus the court formulated a four-step approach to assessing obviousness:

1. Identify the claimed inventive concept.

2. Identify the common general knowledge known to a skilled but unimaginative addressee in the art at the priority date.

3. Identify the differences, if any, between the matters identified as known or used and the alleged invention.

4. Decide whether, viewed without any knowledge of the alleged invention, those differences constitute steps which would have been obvious to the skilled man or whether they require any degree of invention.

A14 In Haberman v Jackal [1999] FSR 685 (at 699 to 701), Laddie J considered the following non-exhaustive list of relevant questions:

(a) What was the problem which the patented development addressed?

(b) How long had that problem existed?

(c) How significant was the problem seen to be?

(d) How widely known was the problem and how many were likely to be seeking a solution?

(e) What prior art would have been likely to be known to all or most of those who would have been expected to be involved in finding a solution?

(f) What other solutions were put forward in the period leading up to the publication of the patentee's development?

(g) To what extent were there factors which would have held back the exploitation of the solution even if it was technically obvious?

(h) How well had the patentee's development been received?

(i) To what extent could it be shown that the whole or much of the commercial success was due to the technical merits of the development?

A15 What constitutes an inventive step may depend on the nature of the invention. The matter was considered by Lord Hoffmann in Biogen Inc v Medeva plc [1997] RPC 1 (at page 34) as follows:

"Whenever anything inventive is done for the first time it is the result of the addition of a new idea to the existing stock of knowledge. Sometimes, it is the idea of using established techniques to do something which no one had previously thought of doing. In that case the inventive idea will be doing the new thing. Sometimes it is finding a way of doing something which people had wanted to do but could not think how. The inventive idea would be the way of achieving the goal. In yet other cases, many people may have a general idea of how they might achieve a goal but not know how to solve a particular problem which stands in their way. If someone devises a way of solving the problem, his inventive step will be that solution, but not the goal itself or the general method of achieving it."


Annex B - Consultation Response Form -- Feedback to this consultation should be returned by Wednesday 31 May 2006 ...

Annex C - Government Code of Practice on Written Consultations - General Principles of Consultation

Annex D - Individuals and organisations which have initially been sent this consultation document


  


May 31 is Deadline to Send Comments to UK Patent Office | 152 comments | Create New Account
Comments belong to whoever posts them. Please notify us of inappropriate comments.
Corrections Here Please
Authored by: capt.Hij on Monday, April 10 2006 @ 06:25 AM EDT
Please put corrections here.

[ Reply to This | # ]

Off topic here
Authored by: capt.Hij on Monday, April 10 2006 @ 06:27 AM EDT
Please put off topic comments here. Also, please do the
<a href="http//ww.example.com">clicky</a> thing and post as HTML formatted.

[ Reply to This | # ]

May 31 is Deadline to Send Comments to UK Patent Office
Authored by: James McGuigan on Monday, April 10 2006 @ 07:14 AM EDT
Small suggestion for obviousness:

Define the problem the patent is meant to solve, take a group of people skilled
in the art and have them brainstorm for half a day on possible solutions. If
they come up with the same idea as the patent, then it fails the obviousness
test.

Otherwise put the problem online, and allow open submissions for how to solve
it, with a small bounty (included as part of the patent fee) for anyone who has
the same idea as the patent.

---
--
Rules are written for those who lack the ability to truly reason,
But for those who can, rules become nothing more than guidelines,
And live their lives

[ Reply to This | # ]

Crown Copyright
Authored by: Anonymous on Monday, April 10 2006 @ 07:43 AM EDT
It may not be a Creative Commons licence but, as you will find here, it's not up there with a EULA. Broadly speaking: "you can reuse it providing you don't abuse it".

[ Reply to This | # ]

But a patent should apply to a new and novel idea. NO
Authored by: Winter on Monday, April 10 2006 @ 08:04 AM EDT
IP == Intelectual Paralysis (as this discussion illustrates)

>>>>>>>>>>>>
But a patent should apply to a new and novel idea. Can this be a computer
program?
<<<<<<<<<<<<

NO. Ideas cannot be patented, processes and procedures can.

A plot for a novel is an idea and should NEVER be patentable.

The Little Man (or the pencil and paper) test excludes ideas from patenting.
Something OTHER than a pure stream of symbols can be patented.

>>>>>>>>>>>>
Albert Einstein won the Nobel prize in 1921 for "his services to
Theoretical Physics, and especially for his discovery of the law of the
photoelectric effect". From this work, lasers were developed; could this
have been patented instead?
<<<<<<<<<<<<<

I have no idea how this relates to patenting of ideas or software.

First of all, lasers were developed during the 60's, when any patent from 1905
(Einstein's work) were all public domain. Furthermore, his work had little if
anything to do with lasers. The whole idea of anything remotely related to a
theory needed to even dream of the concept of a laser (remote enough?) was
decades away from the work published in 1905.

Anyhow, Einstein having patented the laser would have ensured that there would
never have been a laser. So if anything, this is an argument AGAINST patents.

Just as Leigh et al. having a copyright on the ideas behind "Holy
Blood" etc would have prevented the creation of "The Da Vinci
Code".

That is, the most succesful book in decades would never have been written if
some obscure authors of a rather obscure book could have claimed strong
possession of the idea.

Which is PROOF that strong IP leads to Intelectual Paralysis. Read the news-pick
of a few days ago about the economics of Copyright as Property. If you
internalize all external benefits, innovation (and more) stops.

Also, see my story about the "beggar and the butcher" a few days ago.

Rob

---
Revenge, Justice, Security, and Revenge, chose any two.

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Einstein and Patents
Authored by: nowster on Monday, April 10 2006 @ 08:19 AM EDT
Between 1902-1908 Albert Einstein was an examiner in the Swiss Patent Office. In
1905 he published papers on Brownian Motion, the Photoelectric Effect and
Special Relativity.

[ Reply to This | # ]

May 31 is Deadline to Send Comments to UK Patent Office
Authored by: John Hasler on Monday, April 10 2006 @ 08:38 AM EDT
> But a patent should apply to a new and novel idea.

No. A patent should apply to a new and novel invention.

> Albert Einstein won the Nobel prize in 1921 for "his
> services to Theoretical Physics, and especially for his
> discovery of the law of the photoelectric effect". From
> this work, lasers were developed; could this have been
> patented instead?

It could not have been then (in the US) but it could now. This is wrong. The
photoelectric effect is an idea. The laser is an invention.

---
IOANAL. Licensed under the GNU General Public License

[ Reply to This | # ]

May 31 is Deadline to Send Comments to UK Patent Office
Authored by: PolR on Monday, April 10 2006 @ 09:23 AM EDT
A year ago if someone had asked me why computer programs should not be patentable, I would have answered that all computer programs are mathematical algorithms, and that mathematics cannot be patented. But this statement is useless, because it is meaningless to a patent lawyer, or to a non-programmer.
ISTR that non-patentability of mathematics is part of the law. IANAL so I may miss something here. But if arguments based on this part of the law are meaningless to patent lawyers, I would say they must be educated.

The bulk of the problem is we are dealing with people that absolutely want to treat ideas like property and this gets in the way of education. The mathematics argument must be supplemented with arguments proving that ideas cannot be treated like property. A good clue is how we manage ownership. If there is no sensible way to tell who is the owner of the intellectual property in the code, then it is not really managed as property.

I like the argument that copyright properly protects software and patents are not needed. With copyrights, the owner of software is reasonably clear. The original owner is whoever wrote the code and the rights must be explicitely sold in writing for a new owner to be established. There may be some tough situations such as when derivative works or collaborative development are involved. But the basic principle remains: you track who is the original author and then determine what subsequent licenses and contracts say.

With patents ownership is a mess. Whoever wrote the code is not the owner of his own code. The owner is whoever file some document written in legalese with the patent office. Multiple filings may be and ususally are applicable leading to multiple owners. There is no way for a developer to identify if a patent applies to his code unless he goes to court. The patent holders don't know if their patent apply to the developer's code either and have to sue to find out. The burden of the process may force the developer to license a patent that is either invalid or not applicable to his code.

Of course both copyright and patents apply to software, at least in the US, leading to more ownership confusion.

If people want to treat ideas as property, they should at least do so in a way that developers can know if they own their own code. Patents are not doing that at all.

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This statement is patently false
Authored by: Anonymous on Monday, April 10 2006 @ 11:15 AM EDT
"A year ago if someone had asked me why computer programs should not be
patentable, I would have answered that all computer programs are mathematical
algorithms"

The term "computer algorithm" encompasses much more (and much less in
some ways) than the term "mathematical algorithm", at least as that
term was understood when mathematical algorithms were originally excluded from
patent protection. It's the difference between fundamental laws of nature and
useful things you can do when you make use of several of those laws in novel
ways.

Don't get me wrong -- most computer patents are rubbish, because (like gene
patents) they claim the most fundamental, obvious "laws of nature".
But if you are going to take the position that ALL computer patents are bad
(which is a viable moral position), please don't stoop to the same level of FUD
and misdirection as the other side.

[ Reply to This | # ]

The "little men" argument
Authored by: Anonymous on Monday, April 10 2006 @ 11:26 AM EDT
"Recently I have changed my view to the "little man idea". If a
procedure can be defined as a list of instructions that can be followed by a
team of little men, then that procedure is not patentable."

Just about every patented DEVICE made can, in fact, be built by a team of little
men. Perhaps the recipe the little men follow cannot be patented (but see
Amazon and one-click, and other "business method" patents), but in any
case, the RESULT of what those little men build CAN be patented.

On the other hand, for something like a computer program, patenting a novel
result could seem pretty meaningless unless you could actually patented what was
novel and different about how you achieved the novel result. And why should a
novel, useful result deserve less protection simply because a computer is one of
the tools used in manufacturing that result?

This seems to be the insight of the seminal Gates Rubber decision. You could
argue that things have gone too far, or even, like Stallman, that software is
morally different than hardware simply because of the (other than patent costs)
reduced barrier to entry and sheer number of programmers capable of doing great
things, but instead, you set up lots of little straw men and then proceed to
knock them down. What good does that do?


[ Reply to This | # ]

Make the words fit the law - not the law fit the words.
Authored by: Anonymous on Monday, April 10 2006 @ 11:55 AM EDT
There is something fundamentally flawed about how the UK Patent Office and the
EU patent office is going about this process.

They are asking people to comment on what their understanding of
"inventive" is, as they previously asked the public to tell them what
their understanding of what they understood by "technical effect" was.
This is not the way to go about defining patent law. The way to go about it is
first to as people what should be patentable and what should not, and once that
is established go about choosing words which would define what was agreed should
be patentable.

The issue here is what should or shouldn't be patentable, not an exercise in the
meaning of words.

In other words one should not define a law by writing out some words and then
looking up the English dictionary or public usage of those words to determine
what the scope of the law is. Rather, one should precisely and objectively
define the scope and extent of the law first and then look for suitable wording
to express it precisely and unambigiously.

Also the law should not be defined solely in terms of ambigious terms like
"inventive" or "technical effect" which can mean almost
anything to anybody. Rather it should if necessary be defined using more words
and by explicitly listing exclusions and defining the definitions of terms used
explicitly - like you would have with any legal document like a contract.

[ Reply to This | # ]

Maybe a little Off Topic ....
Authored by: Anonymous on Monday, April 10 2006 @ 03:30 PM EDT
Don't know if this link has been posted yet, but Research In Motion (RIM), since it settled the NTP lawsuit, has been in congress talking about how the US Patent system is broken... RIM Article

[ Reply to This | # ]

My question is...
Authored by: pfusco on Monday, April 10 2006 @ 04:35 PM EDT
How long before such law is covered by DRM

---
only the soul matters in the end

[ Reply to This | # ]

My question is...
Authored by: pfusco on Monday, April 10 2006 @ 04:38 PM EDT
How long before said law becomes protected under DRM?

---
only the soul matters in the end

[ Reply to This | # ]

Does a computer program determine or define a physical process?
Authored by: Anonymous on Monday, April 10 2006 @ 04:44 PM EDT
I think I am right to say that those who claim that software is patentable
whereas mathematical algorithms are not patentable 'as such' argue that what is
being patented is the physical process that is implemented on the hardware of
the computer whenever the software is run. (Over a decade ago there was a lot
of controversy when Unisys decided to assert their patent on the LZW compression
algorithm that was used in creating images in GIF format, and I had a look at
the LZW patent, and what I understood to be U.S. patent law at that time, and my
comments here are based on my hazy recollection of thoughts that went through my
mind then. But of course IANAL.)

My understanding (based on my recollections of studying the LZW patent) is that
the 'machine' being patented was described as a physical device, with registers,
signals and things like that.

But it seems to me that computer code written in a high level language does not
fully describe or determine the physical processes that occur on the computer
hardware when the code is run. For one thing the high level code has to be
compiled down to machine code. And presumably the machine code produced by
different compilers and on different operating systems will be very different.

And if high level code, compiled in some standard fashion,
produces machine code that, when run, produces a physical
device within the computer hardware that happens to implement the physical
device described in the patent, the high level code could surely be compiled in
some different fashion by some (perhaps specially designed) compiler that
produces machine code very different from the standard compiler and therefore,
when run, produces a very different physical device within the computer hardware
that nevertheless accomplishes the same task as the physical device produced by
the first compiler. So if a patent describes an invention which is a mechanical
device operating in accordance with physical laws, why should a patent on a
physical device that could (at least in principle) be implemented by specified
physical incarnation of a software algorithm apply to all possible physical
devices that could be created on compiling, in some fashion, the high-level code
that specifies the algorithm?

And further, when the software is run on (say) a busy multi-user, multi-tasking
computer device, with programs being continually halted and restarted, and
swapped in and out of memory, surely the physical process that in fact occurs on
the computer hardware could be very complicated; and a very different physical
process might occur if the program is run a second time.

So if computer software is described, in high level languages, through the
implementation of mathematical algorithms, and if the invention that is patented
is some device operating in accordance with the laws of physics as prescribed in
the formal wording of the patent, how can software be patented on the grounds
that the thing being patented is not the mathematical algorithm 'as such' that
is described in the high level language but the physical device inevitably
produced whenever the software is run?

[ Reply to This | # ]

Denver Post article on patent reform
Authored by: Anonymous on Monday, April 10 2006 @ 04:59 PM EDT

There is an article in the Denver Post business section about patent reform.

"Boulder venture capitalist Brad Feld suggested the government do away with all software patents. He said the main reason software companies obtain patents is to defend themselves against infringement suits."

""Software companies would be dramatically better off without a patent system," Feld said."


Denver Post

--------------------
Steve Stites

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May 31 is Deadline to Send Comments to UK Patent Office
Authored by: Anonymous on Monday, April 10 2006 @ 05:51 PM EDT
For 'software', you get 'pedigree software' ... stuff like AIX, Windows, IIS, Oracle, Websphere. And you get 'stray software' ... stuff like Linux, Cloudscape, Apache, GlueCode.

Asking a vendor 'Do you have the right to sell this software' means something when applied to the 'pedigree software'; but applying the same test to someone giving you the 'stray software' is meaningless.

If you attempt to kill off the 'stray software' by, for example, taking an Apache developer to a patent court, then you'll kill off all software development.

[ Reply to This | # ]

Computer programming is not innovative
Authored by: Chris Lingard on Tuesday, April 11 2006 @ 10:06 AM EDT

I have read the above comments, and a thought occurred. We are talking about innovation, and that does not apply here. In software design, we are just analysing what is needed, and the best way to achieve this; we do not make a system do something completely different

A computer program cannot be innovative, Instead, it must be pre defined and planned. Should it be part of a process that makes something, then that step is a mechanical stage, where innovation would be harmful.

You cannot write a program unless you know exactly what it must do, there may be tricks of the trade that an experienced programmer would apply, but this is just to make a more efficient program.

So any patent that specified the use a computer, is just badly written, and the applicant is trying to confuse the patent examiner, by blurring what the patent is for.

[ Reply to This | # ]

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