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Novell's Declaration Re Ownership of Copyright - Lowry & Melaugh Declarations
Wednesday, October 27 2004 @ 02:57 AM EDT

Here is Novell's Certificate of Recordation, with its Declaration Regarding Ownership of US Copyright Registration Number TXU-510-028. It is attached as an exhibit to Bruce Lowry's Declaration. You will notice that he describes this document as "the declarations Novell submitted to the Copyright Office for recordation against SCO's UNIX copyright registrations". Both were submitted in support of Novell's Motion to Dismiss, as was this Declaration of David E. Melaugh in Support of Novell, Inc.'s Motion to Dismiss, in which you will learn how attorneys do research on Lexis, because he did a search for SCO and IBM from the date of the filing of the lawsuit against IBM in March of 2003 until July 28, 2004, and he found a hair-raising 2,845 articles, which illustrates that Prosco.net can't be needed, surely, as a way to get their message out. It's out already.

Our thanks go to Frank Sorenson for obtaining these documents, scanning them and doing the transcript for us.

I note that the one document I really want to see is referenced in the first paragraph of the Declaration Regarding Ownership of Copyright, an Agreement and Plan of Reorganization between UNIX System Laboratories, AT&T, Novell Acquisitions Corp., and Novell. Of course the reason I want to read it is to see exactly what Novell got under that contract. I'd so love to read the paperwork in the setting up of USL as well.

You will note that Novell states that SCO "acquired certain rights to, inter alia , carry out the business of licensing of UNIX, subject to various obligations to Novell". It goes on to say that under Amendment 2, all copyrights were excluded "except for the copyrights . . . owned by Novell as of the date of the [Asset Purchase] Agreement required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies" but that the SCO Group, as well as its predecessor SCO, Inc., "has failed as of the date of this Declaration to demonstrate that any of the UNIX copyrights . . . are required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies, despite Novell's request that SCO do so." That last part woke me up. On that basis, Novell concludes that "it retains all or substantially all of the ownership of the copyrights in UNIX. . ."

Yes, I did notice that their attorney has the last name McBride. I hope they are not close relatives, though, because that would surely be painful.

UPDATE:

I did some checking and they are not related at all.

******************************

DECLARATION REGARDING OWNERSHIP OF
U.S. COPYRIGHT, REGISTRATION NUMBER TXU-510-028

WHEREAS, pursuant to an Agreement and Plan of Reorganization entered into between UNIX System Laboratories, Inc., a Delaware corporation, American Telephone and Telegraph Company, a New York corporation, Novell Acquisition Corp., a Delaware corporation, and Novell, Inc. ("Novell"), a Delaware corporation, Novell became the owner of all right, title, and interest, including all copyrights, in that certain computer operating system and related systems software known as UNIX;

WHEREAS, pursuant to an Asset Purchase Agreement (the "Asset Purchase Agreement") between Novell and the Santa Cruz Operation, Inc., a California corporation ("SCO, Inc."), SCO, Inc. acquired certain rights to, inter alia, carry out the business of licensing of UNIX, subject to various obligations to Novell;

WHEREAS, pursuant to Section 1.1(a) and Schedule 1.1(b), Excluded Assets, to the Asset Purchase Agreement, "[a]ll copyrights" were excluded from the assets purchased by SCO, Inc.;

WHEREAS, pursuant to Amendment No. 2 to the Asset Purchase Agreement, Schedule 1.1(b) was revised to read, in relevant part, "All copyrights . . . except for the copyrights . . . owned by Novell as of the date of the [Asset Purchase] Agreement required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies"; and

WHEREAS, The SCO Group, Inc. ("SCO"), the successor to SCO, Inc., has failed as of the date of this Declaration to demonstrate that any of the UNIX copyrights owned by Novell as of the date of the Asset Purchase Agreement are required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies, despite Novell's request that SCO do so.

NOW, THEREFORE, Novell declares that it retains all or substantially all of the ownership of the copyrights in UNIX, including the U.S. Copyright Registration referenced above.

Executed at Provo, Utah on October 2nd, 2003.

signature of Patrick McBride
Patrick McBride
Intellectual Property Counsel
Novell, Inc.


  


Novell's Declaration Re Ownership of Copyright - Lowry & Melaugh Declarations | 328 comments | Create New Account
Comments belong to whoever posts them. Please notify us of inappropriate comments.
OT STUFF
Authored by: Anonymous on Wednesday, October 27 2004 @ 03:59 AM EDT

OT goes in here.

[ Reply to This | # ]

Trolls Here Please
Authored by: Greebo on Wednesday, October 27 2004 @ 04:21 AM EDT
All big hairy Yeti things post here please.


---
-----------------------------------------
Recent Linux Convert and Scared Cat Owner

[ Reply to This | # ]

Novell's Declaration Re Ownership of Copyright - Lowry & Melaugh Declarations
Authored by: Greebo on Wednesday, October 27 2004 @ 04:33 AM EDT
WHEREAS, The SCO Group, Inc. ("SCO"), the successor to SCO, Inc., has failed as of the date of this Declaration to demonstrate that any of the UNIX copyrights owned by Novell as of the date of the Asset Purchase Agreement are required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies, despite Novell's request that SCO do so.

Do we know if any documents relating to this have been admitted as evidence? This would seem pretty damning evidence that SCO did not receive the copyrights.

Greebo

---
-----------------------------------------
Recent Linux Convert and Scared Cat Owner

[ Reply to This | # ]

Recordation?
Authored by: Anonymous on Wednesday, October 27 2004 @ 04:35 AM EDT
Talking about how people should talk to one another, when did a word like
"recordation" make it into the english language.

[ Reply to This | # ]

No wonder it's bitter ...
Authored by: Anonymous on Wednesday, October 27 2004 @ 04:44 AM EDT
Patrick McBride? So SCO-Novell is all a family quarrel?
No wonder it's bitter!






p.s. for the humour-impaired,

:-)

[ Reply to This | # ]

Thanks, Frank
Authored by: Anonymous on Wednesday, October 27 2004 @ 04:56 AM EDT
I see Frank Sorenson's name frequently mentioned here, usually in connection
with time consuming work like the scanning and conversion of documents. Thanks
Frank, it's appreciated!

[ Reply to This | # ]

Novell's Declaration Re Ownership of Copyright - Lowry & Melaugh Declarations
Authored by: minkwe on Wednesday, October 27 2004 @ 05:06 AM EDT
I don't know if any body has noticed the following: Schedule 1.1(b) was modified to read

"All copyrights . . . except for the copyrights . . . owned by Novell as of the date of the [Asset Purchase] Agreement required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies"

Rather than

"All copyrights . . . except for the copyrights . . . required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies"

Which copyrights exactly did Novell own at the time of the agreement? The amendment seems to indicate that they had doubts about which specific copyrights were transfered from AT&T.

---
"Corporate views on IP law might be described as similar to a 2-year-old's concept of who gets to play with all the toys regardless of who brought them" -- PJ

[ Reply to This | # ]

That's the way to do it!
Authored by: Ian Al on Wednesday, October 27 2004 @ 06:01 AM EDT
I assume that the Lowry & Melaugh Declarations are, in part, a demonstration
of how to get court documentation from another case exhibited in the current
case.

---
Regards
Ian Al

[ Reply to This | # ]

Hmm. Two pieces of the whole puzzle are still missing...
Authored by: Jadeclaw on Wednesday, October 27 2004 @ 06:31 AM EDT
First, the oldSCO side of Novell --> SCO sale. That should confirm, what
really changed hands.
Second, those, who were involved in the oldSCO --> Caldera/SCO sale.
I can't believe, that Caldera/SCO was left in the dark, what was included in
that sale. I can imagine, that SCO isn't very keen to have that one publicly
examined...


---
---------------------------
include('IANAL.php');
---------------------------

[ Reply to This | # ]

9th June 2003:What evidence of origin,ownership,copyright + GPL - Going in circles
Authored by: NZheretic on Wednesday, October 27 2004 @ 11:50 AM EDT
What evidence of origin,ownership,copyright + GPL.

[ Reply to This | # ]

Novell's Declaration Re Ownership of Copyright - Lowry & Melaugh Declarations
Authored by: CraigG on Wednesday, October 27 2004 @ 11:51 AM EDT
PJ: the one document I really want to see is referenced in the first paragraph of the Declaration Regarding Ownership of Copyright, an Agreement and Plan of Reorganization between UNIX System Laboratories, AT&T, Novell Acquisitions Corp., and Novell. Of course the reason I want to read it is to see exactly what Novell got under that contract. I'd so love to read the paperwork in the setting up of USL as well.
Yes, indeed. This is one of the two crucial docs so far missing from the picture (the other one being the Novell/Santa Cruz "Operational Agreement", which outlined the planned use Santa Cruz was going to make of the Unixware source to create a sort of i386/iTanic SuperUNIX). In this connection, there's an interesting document at Dennis Ritchie's BSDi page (near the bottom) presenting a complaint filed after the BSDi suit by the Regents of the University of California against USL:

...

8. On or about November 1, 1989, AT&T assigned and transferred its rights to, among other things, System V, Release 4 of the Unix Operating System to USL. The University is informed and believes that AT&T assigned and transferred its rights under the BSD Agreements to USL.

9. The 4.3 BSD-Tahoe software expressly provides as follows:

Copyright (c) 1982, 1986 Regents of the University of California. All rights reserved. Redistribution and use in source and binary forms are permitted provided that the above copyright notice and this paragraph are duplicated in all such forms and that any documentation, advertising materials, and other materials related to such distribution and use acknowledge that the software was developed by the University of California, Berkeley.
USL failed to include the University's copyright notice in its Unix System V, Release 4.

10. Substantial portions (perhaps as much as 50%) of the current version of USL's Unix Operating System, "System V, Release 4," is comprised of the University's BSD code. USL has paid no royalties for its use of the University's BSD software, although USL currently licenses its Unix Operating System for approximately $200,000. Although USL itself states, the Unix Operating System has become "one of the most highly regarded computer systems in the world," this is largely the result of BSD software developed by the University and its contributors which has been incorporated into USL's Unix Operating System. The only form of compensation the University required USL to provide (other than the nominal license fee) was credit and recognition to the University for its valuable software and related documentation. USL failed to provide the University with its due credit and recognition under the applicable license agreements.

...

This is yet more circumstantial evidence to support the speculation that, aside from the "compilation" copyright on the collective whole and the usual "printed book" copyrights on the manuals, the justiciable nature of any purported AT&T copyrights in the SysV source is highly questionable.

Remember the old story about someone thinking Pandora's Box was a treasure chest?

Craig

[ Reply to This | # ]

"I did some checking and they are not related at all."
Authored by: Anonymous on Wednesday, October 27 2004 @ 04:26 PM EDT

If he didn't already know that, Patrick just breathed a sigh of relief.

[ Reply to This | # ]

Novell's audit of SCO
Authored by: Anonymous on Wednesday, October 27 2004 @ 04:29 PM EDT
Around a year ago, Novell was attempting to audit SCO to see if they were
entitled to 95% of the Sun/MS money.

http://www.novell.com/licensing/indemnity/pdf/11_21_03_n-sco.pdf

There is additional correspondence over the next few months and then nothing.
Has there been any news that I missed?

[ Reply to This | # ]

Ancient Unix affected?
Authored by: Anonymous on Thursday, October 28 2004 @ 02:19 AM EDT
Remember all those old pre-System III Unixes that Caldera released under BSDish licenses, before they turned to evil?

If Caldera doesn't own the copyrights to those Unixes, then their release was an infringement of Novell's copyright and the Unix Heritage Society is technically breaking the law by hosting them on its web site.

One could hope, of course, that Novell might go ahead and release them a second time.

[ Reply to This | # ]

Eureka!!!!
Authored by: GLJason on Thursday, October 28 2004 @ 12:43 PM EDT
I just figured out what amendment 2 means.
All copyrights and trademarks, except for the copyrights and trademarks owned by Novell as of the date of the Agreement required for SCO to exercise its rights with respect to the acquisition of UNIX and UnixWare technologies.
From reading various cases, the courts look at the copyrights as individual rights. The right to copy, the right to create derivative works, the right to distribute, and the right to perform the work publicly.

Now, think about what Santa Cruz was buying. They were buying the right to create a new merged product and to conduct the UNIX business. They couldn't afford everything so they didn't buy the copyrights and have to give 95% of the money for existing licensees to Novell.

However, in order to conduct the business and create the "merged product", they have to be able to create derivative works and to copy the product. THAT is why amendment 2 is there. Novell is just saying "we're selling you the Unix business, so of course you can copy it for customers and create the merged product".

The only "copyright" required for SCO to conduct its business is the right to copy the software for their customers and to create the derivative work, UnixWare. They don't require the exclusive copyrights to conduct the business. Novell is saying "we are giving you the right to copy and create derivative works", not "we are transferring the exclusive copyrights for UNIX to you".

[ Reply to This | # ]

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